GUPTA KRISHNA K. enters ALLURION TECHNOLOGIES, INC. with 5.95M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

GUPTA KRISHNA K.

Filed: 8/1/2023ACC: 0000899243-23-017700

InsiderGUPTA KRISHNA K.CIK 1944971

→

IssuerALLURION TECHNOLOGIES, INC.CIK 1964979

Director10% Owner

Since Aug 2023

5.95M

Baseline shares

22% direct

1.34M

Direct ownership

1 position

1.53M

Derivative underlying

6 instruments

Security positions

4.62M indirect

Non-Derivative Holdings5

Common Stock

Indirect

Shares owned538.10K

Common Stock

Indirect

Shares owned72.95K

Common Stock

Indirect

Shares owned3.12M

Common Stock

Indirect

Shares owned881.30K

Common Stock

Direct

Shares owned1.34M

Total

1.34M direct·4.62M indirect5.95M

Security Title	Shares Owned	Ownership Type
Common Stock	538.10K	Indirect
Common Stock	72.95K	Indirect
Common Stock	3.12M	Indirect
Common Stock	881.30K	Indirect
Common Stock	1.34M	Direct
Total	5.95M	1.34M direct·4.62M indirect

Derivative Holdings6

Contingency Shares

Indirect

Underlying security

Common Stock

Underlying shares

140.76K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Contingency Shares

Indirect

Underlying security

Common Stock

Underlying shares

38.27K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Common Stock Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

73.35K

Shares owned

N/A

Exercise price

0.02

Expiration

—

Exercise window

—

Contingency Shares

Direct

Underlying security

Common Stock

Underlying shares

231.35K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Contingency Shares

Indirect

Underlying security

Common Stock

Underlying shares

230.53K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Contingency Shares

Indirect

Underlying security

Common Stock

Underlying shares

817.22K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

1.53M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Contingency Shares Indirect	Common Stock		—	—	140.76K	N/A
Contingency Shares Indirect	Common Stock		—	—	38.27K	N/A
Common Stock Warrant (right to buy) Indirect	Common Stock	0.02	—	—	73.35K	N/A
Contingency Shares Direct	Common Stock		—	—	231.35K	N/A
Contingency Shares Indirect	Common Stock		—	—	230.53K	N/A
Contingency Shares Indirect	Common Stock		—	—	817.22K	N/A
Total					1.53M	0.00