Filed: 11/6/2023ACC: 0001085146-23-004104
📋 What this filing means
GUINNESS ATKINSON ASSET MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 105 equity positions with a total reported market value of $179.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
105
Positions
$179.78M
Total AUM (reported)
1.57M
Total Shares
Allocation by class
COM$115.48M64.2%
CL A$29.22M16.3%
SPONSORED ADS$8.73M4.9%
COM NEW$6.48M3.6%
COM CL A$5.92M3.3%
CAP STK CL A$5.51M3.1%
CL B$3.73M2.1%
Portfolio Concentration
Top 3$21.36M11.9%
4–10$42.64M23.7%
11–25$70.70M39.3%
Rest$45.08M25.1%
Top 3 weight
11.9%
Top 10 weight
35.6%
Voting Authority Distribution
Total shares with voting rights: 1.57M
Sole
Full voting authority
1.57M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole105
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings105
Rows:
NVIDIA CORPORATION
SOLEShares17.55K
TypeSH
Market value$7.63M
4.25%
Sole
17.55K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares22.35K
TypeSH
Market value$7.06M
3.93%
Sole
22.35K
Shared
0.00
None
0.00
AMPHENOL CORP NEW
SOLEShares79.43K
TypeSH
Market value$6.67M
3.71%
Sole
79.43K
Shared
0.00
None
0.00
APPLIED MATLS INC
SOLEShares46.09K
TypeSH
Market value$6.38M
3.55%
Sole
46.09K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares16.11K
TypeSH
Market value$6.38M
3.55%
Sole
16.11K
Shared
0.00
None
0.00
ROPER TECHNOLOGIES INC
SOLEShares12.51K
TypeSH
Market value$6.06M
3.37%
Sole
12.51K
Shared
0.00
None
0.00
LAM RESEARCH CORP
SOLEShares9.66K
TypeSH
Market value$6.05M
3.37%
Sole
9.66K
Shared
0.00
None
0.00
INTUIT
SOLEShares11.84K
TypeSH
Market value$6.05M
3.37%
Sole
11.84K
Shared
0.00
None
0.00
KLA CORP
SOLEShares12.98K
TypeSH
Market value$5.95M
3.31%
Sole
12.98K
Shared
0.00
None
0.00
VISA INC
SOLEShares25.05K
TypeSH
Market value$5.76M
3.21%
Sole
25.05K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares18.80K
TypeSH
Market value$5.64M
3.14%
Sole
18.80K
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares27.24K
TypeSH
Market value$5.52M
3.07%
Sole
27.24K
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares63.52K
TypeSH
Market value$5.52M
3.07%
Sole
63.52K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares42.09K
TypeSH
Market value$5.51M
3.06%
Sole
42.09K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares48.52K
TypeSH
Market value$5.34M
2.97%
Sole
48.52K
Shared
0.00
None
0.00
APPLE INC
SOLEShares30.48K
TypeSH
Market value$5.22M
2.90%
Sole
30.48K
Shared
0.00
None
0.00
ADOBE INC
SOLEShares9.89K
TypeSH
Market value$5.04M
2.81%
Sole
9.89K
Shared
0.00
None
0.00
THERMO FISHER SCIENTIFIC INC
SOLEShares9.82K
TypeSH
Market value$4.97M
2.77%
Sole
9.82K
Shared
0.00
None
0.00
DANAHER CORPORATION
SOLEShares18.60K
TypeSH
Market value$4.62M
2.57%
Sole
18.60K
Shared
0.00
None
0.00
COMCAST CORP NEW
SOLEShares103.23K
TypeSH
Market value$4.58M
2.55%
Sole
103.23K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares34.56K
TypeSH
Market value$4.39M
2.44%
Sole
34.56K
Shared
0.00
None
0.00
PAYPAL HLDGS INC
SOLEShares73.41K
TypeSH
Market value$4.29M
2.39%
Sole
73.41K
Shared
0.00
None
0.00
ZOOM VIDEO COMMUNICATIONS IN
SOLEShares59.54K
TypeSH
Market value$4.16M
2.32%
Sole
59.54K
Shared
0.00
None
0.00
NIKE INC
SOLEShares38.96K
TypeSH
Market value$3.73M
2.07%
Sole
38.96K
Shared
0.00
None
0.00
NETEASE INC
SOLEShares21.62K
TypeSH
Market value$2.17M
1.20%
Sole
21.62K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONSOLE | COM | 17.55K | SH | $7.63M 4.25% | 17.55K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 22.35K | SH | $7.06M 3.93% | 22.35K | 0.00 | 0.00 |
AMPHENOL CORP NEWSOLE | CL A | 79.43K | SH | $6.67M 3.71% | 79.43K | 0.00 | 0.00 |
APPLIED MATLS INCSOLE | COM | 46.09K | SH | $6.38M 3.55% | 46.09K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 16.11K | SH | $6.38M 3.55% | 16.11K | 0.00 | 0.00 |
ROPER TECHNOLOGIES INCSOLE | COM | 12.51K | SH | $6.06M 3.37% | 12.51K | 0.00 | 0.00 |
LAM RESEARCH CORPSOLE | COM | 9.66K | SH | $6.05M 3.37% | 9.66K | 0.00 | 0.00 |
INTUITSOLE | COM | 11.84K | SH | $6.05M 3.37% | 11.84K | 0.00 | 0.00 |
KLA CORPSOLE | COM NEW | 12.98K | SH | $5.95M 3.31% | 12.98K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 25.05K | SH | $5.76M 3.21% | 25.05K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 18.80K | SH | $5.64M 3.14% | 18.80K | 0.00 | 0.00 |
SALESFORCE INCSOLE | COM | 27.24K | SH | $5.52M 3.07% | 27.24K | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 63.52K | SH | $5.52M 3.07% | 63.52K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 42.09K | SH | $5.51M 3.06% | 42.09K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 48.52K | SH | $5.34M 2.97% | 48.52K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 30.48K | SH | $5.22M 2.90% | 30.48K | 0.00 | 0.00 |
ADOBE INCSOLE | COM | 9.89K | SH | $5.04M 2.81% | 9.89K | 0.00 | 0.00 |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 9.82K | SH | $4.97M 2.77% | 9.82K | 0.00 | 0.00 |
DANAHER CORPORATIONSOLE | COM | 18.60K | SH | $4.62M 2.57% | 18.60K | 0.00 | 0.00 |
COMCAST CORP NEWSOLE | CL A | 103.23K | SH | $4.58M 2.55% | 103.23K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 34.56K | SH | $4.39M 2.44% | 34.56K | 0.00 | 0.00 |
PAYPAL HLDGS INCSOLE | COM | 73.41K | SH | $4.29M 2.39% | 73.41K | 0.00 | 0.00 |
ZOOM VIDEO COMMUNICATIONS INSOLE | CL A | 59.54K | SH | $4.16M 2.32% | 59.54K | 0.00 | 0.00 |
NIKE INCSOLE | CL B | 38.96K | SH | $3.73M 2.07% | 38.96K | 0.00 | 0.00 |
NETEASE INCSOLE | SPONSORED ADS | 21.62K | SH | $2.17M 1.20% | 21.62K | 0.00 | 0.00 |
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