Filed: 2/2/2023ACC: 0001085146-23-000564
📋 What this filing means
GUINNESS ATKINSON ASSET MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 104 equity positions with a total reported market value of $158.91M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
104
Positions
$158.91M
Total AUM (reported)
1.60M
Total Shares
Allocation by class
COM$101.96M64.2%
CL A$23.32M14.7%
SPONSORED ADS$7.86M4.9%
COM NEW$5.96M3.8%
COM CL A$5.53M3.5%
CL B$4.77M3.0%
CAP STK CL A$3.90M2.5%
Portfolio Concentration
Top 3$17.86M11.2%
4–10$36.99M23.3%
11–25$57.90M36.4%
Rest$46.15M29.0%
Top 3 weight
11.2%
Top 10 weight
34.5%
Voting Authority Distribution
Total shares with voting rights: 1.60M
Sole
Full voting authority
1.60M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole104
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings104
Rows:
AMPHENOL CORP NEW
SOLEShares83.35K
TypeSH
Market value$6.35M
3.99%
Sole
83.35K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares16.85K
TypeSH
Market value$5.86M
3.69%
Sole
16.85K
Shared
0.00
None
0.00
THERMO FISHER SCIENTIFIC INC
SOLEShares10.27K
TypeSH
Market value$5.65M
3.56%
Sole
10.27K
Shared
0.00
None
0.00
ROPER TECHNOLOGIES INC
SOLEShares13.07K
TypeSH
Market value$5.65M
3.55%
Sole
13.07K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares23.27K
TypeSH
Market value$5.58M
3.51%
Sole
23.27K
Shared
0.00
None
0.00
VISA INC
SOLEShares26.19K
TypeSH
Market value$5.44M
3.42%
Sole
26.19K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares50.73K
TypeSH
Market value$5.20M
3.28%
Sole
50.73K
Shared
0.00
None
0.00
DANAHER CORPORATION
SOLEShares19.45K
TypeSH
Market value$5.16M
3.25%
Sole
19.45K
Shared
0.00
None
0.00
KLA CORP
SOLEShares13.57K
TypeSH
Market value$5.12M
3.22%
Sole
13.57K
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares64.97K
TypeSH
Market value$4.84M
3.05%
Sole
64.97K
Shared
0.00
None
0.00
INTUIT
SOLEShares12.38K
TypeSH
Market value$4.82M
3.03%
Sole
12.38K
Shared
0.00
None
0.00
NIKE INC
SOLEShares40.74K
TypeSH
Market value$4.77M
3.00%
Sole
40.74K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares65.81K
TypeSH
Market value$4.74M
2.98%
Sole
65.81K
Shared
0.00
None
0.00
APPLIED MATLS INC
SOLEShares48.03K
TypeSH
Market value$4.68M
2.94%
Sole
48.03K
Shared
0.00
None
0.00
LAM RESEARCH CORP
SOLEShares10.10K
TypeSH
Market value$4.24M
2.67%
Sole
10.10K
Shared
0.00
None
0.00
APPLE INC
SOLEShares31.87K
TypeSH
Market value$4.14M
2.61%
Sole
31.87K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares44.17K
TypeSH
Market value$3.90M
2.45%
Sole
44.17K
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares28.58K
TypeSH
Market value$3.79M
2.38%
Sole
28.58K
Shared
0.00
None
0.00
COMCAST CORP NEW
SOLEShares107.93K
TypeSH
Market value$3.77M
2.38%
Sole
107.93K
Shared
0.00
None
0.00
PAYPAL HLDGS INC
SOLEShares52.47K
TypeSH
Market value$3.74M
2.35%
Sole
52.47K
Shared
0.00
None
0.00
ADOBE SYSTEMS INCORPORATED
SOLEShares10.39K
TypeSH
Market value$3.50M
2.20%
Sole
10.39K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares23.26K
TypeSH
Market value$3.40M
2.14%
Sole
23.26K
Shared
0.00
None
0.00
ZOOM VIDEO COMMUNICATIONS IN
SOLEShares45.74K
TypeSH
Market value$3.10M
1.95%
Sole
45.74K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares36.30K
TypeSH
Market value$3.05M
1.92%
Sole
36.30K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares18.94K
TypeSH
Market value$2.28M
1.43%
Sole
18.94K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AMPHENOL CORP NEWSOLE | CL A | 83.35K | SH | $6.35M 3.99% | 83.35K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 16.85K | SH | $5.86M 3.69% | 16.85K | 0.00 | 0.00 |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 10.27K | SH | $5.65M 3.56% | 10.27K | 0.00 | 0.00 |
ROPER TECHNOLOGIES INCSOLE | COM | 13.07K | SH | $5.65M 3.55% | 13.07K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 23.27K | SH | $5.58M 3.51% | 23.27K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 26.19K | SH | $5.44M 3.42% | 26.19K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 50.73K | SH | $5.20M 3.28% | 50.73K | 0.00 | 0.00 |
DANAHER CORPORATIONSOLE | COM | 19.45K | SH | $5.16M 3.25% | 19.45K | 0.00 | 0.00 |
KLA CORPSOLE | COM NEW | 13.57K | SH | $5.12M 3.22% | 13.57K | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 64.97K | SH | $4.84M 3.05% | 64.97K | 0.00 | 0.00 |
INTUITSOLE | COM | 12.38K | SH | $4.82M 3.03% | 12.38K | 0.00 | 0.00 |
NIKE INCSOLE | CL B | 40.74K | SH | $4.77M 3.00% | 40.74K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 65.81K | SH | $4.74M 2.98% | 65.81K | 0.00 | 0.00 |
APPLIED MATLS INCSOLE | COM | 48.03K | SH | $4.68M 2.94% | 48.03K | 0.00 | 0.00 |
LAM RESEARCH CORPSOLE | COM | 10.10K | SH | $4.24M 2.67% | 10.10K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 31.87K | SH | $4.14M 2.61% | 31.87K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 44.17K | SH | $3.90M 2.45% | 44.17K | 0.00 | 0.00 |
SALESFORCE INCSOLE | COM | 28.58K | SH | $3.79M 2.38% | 28.58K | 0.00 | 0.00 |
COMCAST CORP NEWSOLE | CL A | 107.93K | SH | $3.77M 2.38% | 107.93K | 0.00 | 0.00 |
PAYPAL HLDGS INCSOLE | COM | 52.47K | SH | $3.74M 2.35% | 52.47K | 0.00 | 0.00 |
ADOBE SYSTEMS INCORPORATEDSOLE | COM | 10.39K | SH | $3.50M 2.20% | 10.39K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 23.26K | SH | $3.40M 2.14% | 23.26K | 0.00 | 0.00 |
ZOOM VIDEO COMMUNICATIONS INSOLE | CL A | 45.74K | SH | $3.10M 1.95% | 45.74K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 36.30K | SH | $3.05M 1.92% | 36.30K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 18.94K | SH | $2.28M 1.43% | 18.94K | 0.00 | 0.00 |
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