GUGGENHIME ANDREW (COO and CFO) exercised options at DERMIRA, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

GUGGENHIME ANDREW

Filed: 8/19/2019ACC: 0001562180-19-004388

InsiderGUGGENHIME ANDREWCIK 1230724

→

IssuerDERMIRA, INC.CIK 1557883

Officer· COO and CFO

Since Aug 2018

-3.45K

Net shares

Net seller

$27.3K

Total sold

Open market trades

0B · 0S

Total transactions

9.97K acquired · 13.43K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+2.85K

Price / share

—

Trade value

—

% of position

8.3%

8/15/2019

34.40K→37.25K

Common Stock

Direct

M · Option Exercise

+3.56K

Price / share

—

Trade value

—

% of position

9.6%

8/15/2019

37.25K→40.82K

Common Stock

Direct

M · Option Exercise

+3.56K

Price / share

—

Trade value

—

% of position

8.7%

8/15/2019

40.82K→44.38K

Common Stock

Direct

F · Tax Withholding

−986.00

Price / share

$7.91

Trade value

$7.80K

% of position

2.2%

8/15/2019

44.38K→43.39K

Common Stock

Direct

F · Tax Withholding

−1.23K

Price / share

$7.91

Trade value

$9.75K

% of position

2.8%

8/15/2019

43.39K→42.16K

Common Stock

Direct

F · Tax Withholding

−1.23K

Price / share

$7.91

Trade value

$9.75K

% of position

2.9%

8/15/2019

42.16K→40.93K

Total

Net shares

+6.52K

Net value

-$27.30K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/15/2019	M · Option Exercise	+2.85K	—	—	8.3%	34.40K	37.25K
Common Stock Direct	8/15/2019	M · Option Exercise	+3.56K	—	—	9.6%	37.25K	40.82K
Common Stock Direct	8/15/2019	M · Option Exercise	+3.56K	—	—	8.7%	40.82K	44.38K
Common Stock Direct	8/15/2019	F · Tax Withholding	−986.00	$7.91	$7.80K	2.2%	44.38K	43.39K
Common Stock Direct	8/15/2019	F · Tax Withholding	−1.23K	$7.91	$9.75K	2.8%	43.39K	42.16K
Common Stock Direct	8/15/2019	F · Tax Withholding	−1.23K	$7.91	$9.75K	2.9%	42.16K	40.93K
Total			+6.52K		-$27.30K

Derivative Transactions3

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

3.56K shares

−3.56K

Strike price

Held after

3.56K

Exercisable

—

8/15/2019

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

2.85K shares

−2.85K

Strike price

Held after

5.70K

Exercisable

—

8/15/2019

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

3.56K shares

−3.56K

Strike price

Held after

0.00

Exercisable

—

8/15/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock3.56K shares	8/15/2019	M · Option Exercise	−3.56K	—	3.56K
Restricted Stock Unit Direct	Common Stock2.85K shares	8/15/2019	M · Option Exercise	−2.85K	—	5.70K
Restricted Stock Unit Direct	Common Stock3.56K shares	8/15/2019	M · Option Exercise	−3.56K	—	0.00