GUGGENHEIM CAPITAL LLC

PrivateCIK: 1283072
Location

CHICAGO, IL

📋 What this filing means

GUGGENHEIM CAPITAL LLC filed this quarterly 13F‑HR report disclosing 1703 equity positions with a total reported market value of $15.89B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1703
Positions
$15.89B
Total AUM (reported)
269.96M
Total Shares

Allocation by class

TOTAL AUM$15.89B1703 positions
COM$11.19B70.4%
COM NEW$846.91M5.3%
CL A$725.07M4.6%
TR UNIT$590.61M3.7%
CAP STK CL A$269.64M1.7%
COM CL A$203.61M1.3%
COM SHS$186.15M1.2%

Portfolio Concentration

Top 310.5%4–1014.8%11–2514.5%Rest60.1%TOP 1025.3%0%100%
Top 3$1.68B10.5%
4–10$2.35B14.8%
11–25$2.31B14.5%
Rest$9.56B60.1%

Top 3 weight

10.5%

Top 10 weight

25.3%

Voting Authority Distribution

Total shares with voting rights: 269.96M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

269.96M

shares

% of voting shares100.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other1703
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings1703
Rows:

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares790.88K
TypeSH
Market value$590.61M
3.72%
Sole
0.00
Shared
790.88K
None
0.00

NVIDIA CORPORATION

DFND
COM
Shares2.76M
TypeSH
Market value$553.23M
3.48%
Sole
0.00
Shared
2.76M
None
0.00

MICRON TECHNOLOGY INC

DFND
COM
Shares460.38K
TypeSH
Market value$531.42M
3.34%
Sole
0.00
Shared
460.38K
None
0.00

APPLE INC

DFND
COM
Shares1.54M
TypeSH
Market value$445.61M
2.80%
Sole
0.00
Shared
1.54M
None
0.00

LAM RESEARCH CORP

DFND
COM NEW
Shares858.42K
TypeSH
Market value$371.98M
2.34%
Sole
0.00
Shared
858.42K
None
0.00

MICROSOFT CORP

DFND
COM
Shares863.77K
TypeSH
Market value$322.20M
2.03%
Sole
0.00
Shared
863.77K
None
0.00

ADVANCED MICRO DEVICES INC

DFND
COM
Shares554.14K
TypeSH
Market value$321.90M
2.03%
Sole
0.00
Shared
554.14K
None
0.00

BROADCOM INC

DFND
COM
Shares822.74K
TypeSH
Market value$310.79M
1.96%
Sole
0.00
Shared
822.74K
None
0.00

APPLIED MATLS INC

DFND
COM
Shares418.21K
TypeSH
Market value$302.37M
1.90%
Sole
0.00
Shared
418.21K
None
0.00

AMAZON COM INC

DFND
COM
Shares1.15M
TypeSH
Market value$273.05M
1.72%
Sole
0.00
Shared
1.15M
None
0.00

ALPHABET INC

DFND
CAP STK CL A
Shares754.51K
TypeSH
Market value$269.64M
1.70%
Sole
0.00
Shared
754.51K
None
0.00

META PLATFORMS INC

DFND
CL A
Shares356.48K
TypeSH
Market value$200.80M
1.26%
Sole
0.00
Shared
356.48K
None
0.00

CISCO SYS INC

DFND
COM
Shares1.63M
TypeSH
Market value$191.48M
1.21%
Sole
0.00
Shared
1.63M
None
0.00

TESLA INC

DFND
COM
Shares426.33K
TypeSH
Market value$179.32M
1.13%
Sole
0.00
Shared
426.33K
None
0.00

INTEL CORP

DFND
COM
Shares1.20M
TypeSH
Market value$167.53M
1.05%
Sole
0.00
Shared
1.20M
None
0.00

ALPHABET INC

DFND
CAP STK CL C
Shares463.32K
TypeSH
Market value$163.71M
1.03%
Sole
0.00
Shared
463.32K
None
0.00

KLA CORP

DFND
COM NEW
Shares514.13K
TypeSH
Market value$155.12M
0.98%
Sole
0.00
Shared
514.13K
None
0.00

WALMART INC

DFND
COM
Shares1.34M
TypeSH
Market value$151.40M
0.95%
Sole
0.00
Shared
1.34M
None
0.00

MARVELL TECHNOLOGY INC

DFND
COM
Shares493.20K
TypeSH
Market value$146.92M
0.92%
Sole
0.00
Shared
493.20K
None
0.00

GUGGENHEIM FDS TR

DFND
ULTRA SHORT INCO
Shares2.71M
TypeSH
Market value$135.80M
0.85%
Sole
0.00
Shared
2.71M
None
0.00

COSTCO WHOLESALE CORPORATION

DFND
COM
Shares141.91K
TypeSH
Market value$132.76M
0.84%
Sole
0.00
Shared
141.91K
None
0.00

QUALCOMM INC

DFND
COM
Shares639.80K
TypeSH
Market value$118.23M
0.74%
Sole
0.00
Shared
639.80K
None
0.00

MERCK & CO INC

DFND
COM
Shares811.08K
TypeSH
Market value$104.22M
0.66%
Sole
0.00
Shared
811.08K
None
0.00

SANDISK CORP

DFND
COM
Shares43.74K
TypeSH
Market value$99.46M
0.63%
Sole
0.00
Shared
43.74K
None
0.00

PALO ALTO NETWORKS INC

DFND
COM
Shares274.13K
TypeSH
Market value$93.49M
0.59%
Sole
0.00
Shared
274.13K
None
0.00
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