Filed: 11/14/2023ACC: 0001283072-23-000004
📋 What this filing means
GUGGENHEIM CAPITAL LLC filed this quarterly 13F‑HR report disclosing 1831 equity positions with a total reported market value of $11.63B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1831
Positions
$11.63B
Total AUM (reported)
300.77M
Total Shares
Allocation by class
COM$9.04B77.7%
CL A$619.08M5.3%
COM NEW$285.34M2.5%
SHS$165.42M1.4%
CAP STK CL A$145.37M1.2%
CAP STK CL C$105.56M0.9%
COM CL A$94.20M0.8%
Portfolio Concentration
Top 3$981.35M8.4%
4–10$984.62M8.5%
11–25$1.11B9.5%
Rest$8.56B73.6%
Top 3 weight
8.4%
Top 10 weight
16.9%
Voting Authority Distribution
Total shares with voting rights: 300.77M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
300.77M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1831
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings1831
Rows:
APPLE INC
DFNDShares2.31M
TypeSH
Market value$395.23M
3.40%
Sole
0.00
Shared
2.31M
None
0.00
MICROSOFT CORP
DFNDShares1.16M
TypeSH
Market value$367.10M
3.16%
Sole
0.00
Shared
1.16M
None
0.00
NVIDIA CORPORATION
DFNDShares503.52K
TypeSH
Market value$219.03M
1.88%
Sole
0.00
Shared
503.52K
None
0.00
AMAZON COM INC
DFNDShares1.55M
TypeSH
Market value$197.55M
1.70%
Sole
0.00
Shared
1.55M
None
0.00
BROADCOM INC
DFNDShares185.51K
TypeSH
Market value$154.08M
1.32%
Sole
0.00
Shared
185.51K
None
0.00
META PLATFORMS INC
DFNDShares489.74K
TypeSH
Market value$147.03M
1.26%
Sole
0.00
Shared
489.74K
None
0.00
ALPHABET INC
DFNDShares1.11M
TypeSH
Market value$145.37M
1.25%
Sole
0.00
Shared
1.11M
None
0.00
CISCO SYS INC
DFNDShares2.30M
TypeSH
Market value$123.48M
1.06%
Sole
0.00
Shared
2.30M
None
0.00
TESLA INC
DFNDShares445.85K
TypeSH
Market value$111.56M
0.96%
Sole
0.00
Shared
445.85K
None
0.00
ALPHABET INC
DFNDShares800.62K
TypeSH
Market value$105.56M
0.91%
Sole
0.00
Shared
800.62K
None
0.00
PEPSICO INC
DFNDShares534.93K
TypeSH
Market value$90.64M
0.78%
Sole
0.00
Shared
534.93K
None
0.00
COMCAST CORP NEW
DFNDShares2.01M
TypeSH
Market value$89.18M
0.77%
Sole
0.00
Shared
2.01M
None
0.00
QUALCOMM INC
DFNDShares765.52K
TypeSH
Market value$85.02M
0.73%
Sole
0.00
Shared
765.52K
None
0.00
COSTCO WHSL CORP NEW
DFNDShares150.23K
TypeSH
Market value$84.87M
0.73%
Sole
0.00
Shared
150.23K
None
0.00
ADOBE INC
DFNDShares161.81K
TypeSH
Market value$82.50M
0.71%
Sole
0.00
Shared
161.81K
None
0.00
AMGEN INC
DFNDShares299.24K
TypeSH
Market value$80.42M
0.69%
Sole
0.00
Shared
299.24K
None
0.00
CHEVRON CORP NEW
DFNDShares442.38K
TypeSH
Market value$74.59M
0.64%
Sole
0.00
Shared
442.38K
None
0.00
SPDR S&P 500 ETF TR
DFNDShares171.68K
TypeSH
Market value$73.39M
0.63%
Sole
0.00
Shared
171.68K
None
0.00
LAM RESEARCH CORP
DFNDShares116.02K
TypeSH
Market value$72.72M
0.63%
Sole
0.00
Shared
116.02K
None
0.00
APPLIED MATLS INC
DFNDShares501.51K
TypeSH
Market value$69.43M
0.60%
Sole
0.00
Shared
501.51K
None
0.00
COCA COLA CO
DFNDShares1.19M
TypeSH
Market value$66.39M
0.57%
Sole
0.00
Shared
1.19M
None
0.00
MERCK & CO INC
DFNDShares602.67K
TypeSH
Market value$62.05M
0.53%
Sole
0.00
Shared
602.67K
None
0.00
AIR PRODS & CHEMS INC
DFNDShares212.67K
TypeSH
Market value$60.27M
0.52%
Sole
0.00
Shared
212.67K
None
0.00
HONEYWELL INTL INC
DFNDShares322.61K
TypeSH
Market value$59.60M
0.51%
Sole
0.00
Shared
322.61K
None
0.00
TEXAS INSTRS INC
DFNDShares369.97K
TypeSH
Market value$58.83M
0.51%
Sole
0.00
Shared
369.97K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 2.31M | SH | $395.23M 3.40% | 0.00 | 2.31M | 0.00 |
MICROSOFT CORPDFND | COM | 1.16M | SH | $367.10M 3.16% | 0.00 | 1.16M | 0.00 |
NVIDIA CORPORATIONDFND | COM | 503.52K | SH | $219.03M 1.88% | 0.00 | 503.52K | 0.00 |
AMAZON COM INCDFND | COM | 1.55M | SH | $197.55M 1.70% | 0.00 | 1.55M | 0.00 |
BROADCOM INCDFND | COM | 185.51K | SH | $154.08M 1.32% | 0.00 | 185.51K | 0.00 |
META PLATFORMS INCDFND | CL A | 489.74K | SH | $147.03M 1.26% | 0.00 | 489.74K | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 1.11M | SH | $145.37M 1.25% | 0.00 | 1.11M | 0.00 |
CISCO SYS INCDFND | COM | 2.30M | SH | $123.48M 1.06% | 0.00 | 2.30M | 0.00 |
TESLA INCDFND | COM | 445.85K | SH | $111.56M 0.96% | 0.00 | 445.85K | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 800.62K | SH | $105.56M 0.91% | 0.00 | 800.62K | 0.00 |
PEPSICO INCDFND | COM | 534.93K | SH | $90.64M 0.78% | 0.00 | 534.93K | 0.00 |
COMCAST CORP NEWDFND | CL A | 2.01M | SH | $89.18M 0.77% | 0.00 | 2.01M | 0.00 |
QUALCOMM INCDFND | COM | 765.52K | SH | $85.02M 0.73% | 0.00 | 765.52K | 0.00 |
COSTCO WHSL CORP NEWDFND | COM | 150.23K | SH | $84.87M 0.73% | 0.00 | 150.23K | 0.00 |
ADOBE INCDFND | COM | 161.81K | SH | $82.50M 0.71% | 0.00 | 161.81K | 0.00 |
AMGEN INCDFND | COM | 299.24K | SH | $80.42M 0.69% | 0.00 | 299.24K | 0.00 |
CHEVRON CORP NEWDFND | COM | 442.38K | SH | $74.59M 0.64% | 0.00 | 442.38K | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 171.68K | SH | $73.39M 0.63% | 0.00 | 171.68K | 0.00 |
LAM RESEARCH CORPDFND | COM | 116.02K | SH | $72.72M 0.63% | 0.00 | 116.02K | 0.00 |
APPLIED MATLS INCDFND | COM | 501.51K | SH | $69.43M 0.60% | 0.00 | 501.51K | 0.00 |
COCA COLA CODFND | COM | 1.19M | SH | $66.39M 0.57% | 0.00 | 1.19M | 0.00 |
MERCK & CO INCDFND | COM | 602.67K | SH | $62.05M 0.53% | 0.00 | 602.67K | 0.00 |
AIR PRODS & CHEMS INCDFND | COM | 212.67K | SH | $60.27M 0.52% | 0.00 | 212.67K | 0.00 |
HONEYWELL INTL INCDFND | COM | 322.61K | SH | $59.60M 0.51% | 0.00 | 322.61K | 0.00 |
TEXAS INSTRS INCDFND | COM | 369.97K | SH | $58.83M 0.51% | 0.00 | 369.97K | 0.00 |
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