Filed: 8/11/2023ACC: 0001283072-23-000003
📋 What this filing means
GUGGENHEIM CAPITAL LLC filed this quarterly 13F‑HR report disclosing 1861 equity positions with a total reported market value of $12.74B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1861
Positions
$12.74B
Total AUM (reported)
355.93M
Total Shares
Allocation by class
COM$9.87B77.5%
CL A$612.67M4.8%
COM NEW$298.35M2.3%
SHS$180.88M1.4%
CAP STK CL A$162.59M1.3%
CAP STK CL C$131.16M1.0%
CL B$103.17M0.8%
Portfolio Concentration
Top 3$1.31B10.2%
4–10$1.14B9.0%
11–25$1.14B8.9%
Rest$9.15B71.9%
Top 3 weight
10.2%
Top 10 weight
19.2%
Voting Authority Distribution
Total shares with voting rights: 355.93M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
355.93M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1861
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings1861
Rows:
MICROSOFT CORP
DFNDShares1.49M
TypeSH
Market value$506.80M
3.98%
Sole
0.00
Shared
1.49M
None
0.00
APPLE INC
DFNDShares2.57M
TypeSH
Market value$499.43M
3.92%
Sole
0.00
Shared
2.57M
None
0.00
NVIDIA CORPORATION
DFNDShares707.23K
TypeSH
Market value$299.17M
2.35%
Sole
0.00
Shared
707.23K
None
0.00
AMAZON COM INC
DFNDShares1.97M
TypeSH
Market value$256.57M
2.01%
Sole
0.00
Shared
1.97M
None
0.00
META PLATFORMS INC
DFNDShares574.18K
TypeSH
Market value$164.78M
1.29%
Sole
0.00
Shared
574.18K
None
0.00
ALPHABET INC
DFNDShares1.36M
TypeSH
Market value$162.59M
1.28%
Sole
0.00
Shared
1.36M
None
0.00
BROADCOM INC
DFNDShares186.64K
TypeSH
Market value$161.90M
1.27%
Sole
0.00
Shared
186.64K
None
0.00
TESLA INC
DFNDShares579.61K
TypeSH
Market value$151.72M
1.19%
Sole
0.00
Shared
579.61K
None
0.00
ALPHABET INC
DFNDShares1.08M
TypeSH
Market value$131.16M
1.03%
Sole
0.00
Shared
1.08M
None
0.00
CISCO SYS INC
DFNDShares2.19M
TypeSH
Market value$113.23M
0.89%
Sole
0.00
Shared
2.19M
None
0.00
SPDR S&P 500 ETF TR
DFNDShares227.40K
TypeSH
Market value$100.80M
0.79%
Sole
0.00
Shared
227.40K
None
0.00
PEPSICO INC
DFNDShares500.89K
TypeSH
Market value$92.77M
0.73%
Sole
0.00
Shared
500.89K
None
0.00
MERCK & CO INC
DFNDShares738.80K
TypeSH
Market value$85.25M
0.67%
Sole
0.00
Shared
738.80K
None
0.00
QUALCOMM INC
DFNDShares691.34K
TypeSH
Market value$82.30M
0.65%
Sole
0.00
Shared
691.34K
None
0.00
CHEVRON CORP NEW
DFNDShares490.71K
TypeSH
Market value$77.21M
0.61%
Sole
0.00
Shared
490.71K
None
0.00
COMCAST CORP NEW
DFNDShares1.83M
TypeSH
Market value$76.20M
0.60%
Sole
0.00
Shared
1.83M
None
0.00
COCA COLA CO
DFNDShares1.24M
TypeSH
Market value$74.78M
0.59%
Sole
0.00
Shared
1.24M
None
0.00
COSTCO WHSL CORP NEW
DFNDShares134.94K
TypeSH
Market value$72.65M
0.57%
Sole
0.00
Shared
134.94K
None
0.00
LAM RESEARCH CORP
DFNDShares111.99K
TypeSH
Market value$71.99M
0.57%
Sole
0.00
Shared
111.99K
None
0.00
ADOBE SYSTEMS INCORPORATED
DFNDShares145.78K
TypeSH
Market value$71.29M
0.56%
Sole
0.00
Shared
145.78K
None
0.00
PROLOGIS INC.
DFNDShares573.10K
TypeSH
Market value$70.28M
0.55%
Sole
0.00
Shared
573.10K
None
0.00
APPLIED MATLS INC
DFNDShares483.21K
TypeSH
Market value$69.84M
0.55%
Sole
0.00
Shared
483.21K
None
0.00
AMGEN INC
DFNDShares291.70K
TypeSH
Market value$64.76M
0.51%
Sole
0.00
Shared
291.70K
None
0.00
HONEYWELL INTL INC
DFNDShares305.49K
TypeSH
Market value$63.39M
0.50%
Sole
0.00
Shared
305.49K
None
0.00
AIR PRODS & CHEMS INC
DFNDShares211.56K
TypeSH
Market value$63.37M
0.50%
Sole
0.00
Shared
211.56K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COM | 1.49M | SH | $506.80M 3.98% | 0.00 | 1.49M | 0.00 |
APPLE INCDFND | COM | 2.57M | SH | $499.43M 3.92% | 0.00 | 2.57M | 0.00 |
NVIDIA CORPORATIONDFND | COM | 707.23K | SH | $299.17M 2.35% | 0.00 | 707.23K | 0.00 |
AMAZON COM INCDFND | COM | 1.97M | SH | $256.57M 2.01% | 0.00 | 1.97M | 0.00 |
META PLATFORMS INCDFND | CL A | 574.18K | SH | $164.78M 1.29% | 0.00 | 574.18K | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 1.36M | SH | $162.59M 1.28% | 0.00 | 1.36M | 0.00 |
BROADCOM INCDFND | COM | 186.64K | SH | $161.90M 1.27% | 0.00 | 186.64K | 0.00 |
TESLA INCDFND | COM | 579.61K | SH | $151.72M 1.19% | 0.00 | 579.61K | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 1.08M | SH | $131.16M 1.03% | 0.00 | 1.08M | 0.00 |
CISCO SYS INCDFND | COM | 2.19M | SH | $113.23M 0.89% | 0.00 | 2.19M | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 227.40K | SH | $100.80M 0.79% | 0.00 | 227.40K | 0.00 |
PEPSICO INCDFND | COM | 500.89K | SH | $92.77M 0.73% | 0.00 | 500.89K | 0.00 |
MERCK & CO INCDFND | COM | 738.80K | SH | $85.25M 0.67% | 0.00 | 738.80K | 0.00 |
QUALCOMM INCDFND | COM | 691.34K | SH | $82.30M 0.65% | 0.00 | 691.34K | 0.00 |
CHEVRON CORP NEWDFND | COM | 490.71K | SH | $77.21M 0.61% | 0.00 | 490.71K | 0.00 |
COMCAST CORP NEWDFND | CL A | 1.83M | SH | $76.20M 0.60% | 0.00 | 1.83M | 0.00 |
COCA COLA CODFND | COM | 1.24M | SH | $74.78M 0.59% | 0.00 | 1.24M | 0.00 |
COSTCO WHSL CORP NEWDFND | COM | 134.94K | SH | $72.65M 0.57% | 0.00 | 134.94K | 0.00 |
LAM RESEARCH CORPDFND | COM | 111.99K | SH | $71.99M 0.57% | 0.00 | 111.99K | 0.00 |
ADOBE SYSTEMS INCORPORATEDDFND | COM | 145.78K | SH | $71.29M 0.56% | 0.00 | 145.78K | 0.00 |
PROLOGIS INC.DFND | COM | 573.10K | SH | $70.28M 0.55% | 0.00 | 573.10K | 0.00 |
APPLIED MATLS INCDFND | COM | 483.21K | SH | $69.84M 0.55% | 0.00 | 483.21K | 0.00 |
AMGEN INCDFND | COM | 291.70K | SH | $64.76M 0.51% | 0.00 | 291.70K | 0.00 |
HONEYWELL INTL INCDFND | COM | 305.49K | SH | $63.39M 0.50% | 0.00 | 305.49K | 0.00 |
AIR PRODS & CHEMS INCDFND | COM | 211.56K | SH | $63.37M 0.50% | 0.00 | 211.56K | 0.00 |
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