Filed: 5/11/2023ACC: 0001283072-23-000002
📋 What this filing means
GUGGENHEIM CAPITAL LLC filed this quarterly 13F‑HR report disclosing 1907 equity positions with a total reported market value of $11.88B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1907
Positions
$11.88B
Total AUM (reported)
313.91M
Total Shares
Allocation by class
COM$9.18B77.3%
CL A$540.32M4.5%
COM NEW$269.15M2.3%
SHS$166.17M1.4%
CAP STK CL A$135.52M1.1%
CL B$104.96M0.9%
TR UNIT$103.82M0.9%
Portfolio Concentration
Top 3$969.66M8.2%
4–10$868.50M7.3%
11–25$1.09B9.1%
Rest$8.96B75.4%
Top 3 weight
8.2%
Top 10 weight
15.5%
Voting Authority Distribution
Total shares with voting rights: 313.91M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
313.75M
shares
% of voting shares100.0%
None
No voting authority
156.03K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1907
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings1907
Rows:
MICROSOFT CORP
DFNDShares1.35M
TypeSH
Market value$390.43M
3.29%
Sole
0.00
Shared
1.35M
None
0.00
APPLE INC
DFNDShares2.36M
TypeSH
Market value$389.68M
3.28%
Sole
0.00
Shared
2.36M
None
0.00
NVIDIA CORPORATION
DFNDShares682.38K
TypeSH
Market value$189.54M
1.60%
Sole
0.00
Shared
682.38K
None
0.00
AMAZON COM INC
DFNDShares1.79M
TypeSH
Market value$185.33M
1.56%
Sole
0.00
Shared
1.79M
None
0.00
ALPHABET INC
DFNDShares1.31M
TypeSH
Market value$135.52M
1.14%
Sole
0.00
Shared
1.31M
None
0.00
META PLATFORMS INC
DFNDShares539.16K
TypeSH
Market value$114.27M
0.96%
Sole
0.00
Shared
539.16K
None
0.00
BROADCOM INC
DFNDShares174.14K
TypeSH
Market value$111.72M
0.94%
Sole
0.00
Shared
174.14K
None
0.00
CISCO SYS INC
DFNDShares2.12M
TypeSH
Market value$111.05M
0.93%
Sole
0.00
Shared
2.12M
None
0.00
TESLA INC
DFNDShares514.75K
TypeSH
Market value$106.79M
0.90%
Sole
0.00
Shared
514.75K
None
0.00
SPDR S&P 500 ETF TR
DFNDShares253.59K
TypeSH
Market value$103.82M
0.87%
Sole
0.00
Shared
253.59K
None
0.00
ALPHABET INC
DFNDShares948.55K
TypeSH
Market value$98.65M
0.83%
Sole
0.00
Shared
948.55K
None
0.00
MERCK & CO INC
DFNDShares842.49K
TypeSH
Market value$89.63M
0.75%
Sole
0.00
Shared
842.49K
None
0.00
CHEVRON CORP NEW
DFNDShares510.83K
TypeSH
Market value$83.35M
0.70%
Sole
0.00
Shared
510.83K
None
0.00
PEPSICO INC
DFNDShares455.25K
TypeSH
Market value$82.99M
0.70%
Sole
0.00
Shared
455.25K
None
0.00
QUALCOMM INC
DFNDShares644.82K
TypeSH
Market value$82.27M
0.69%
Sole
0.00
Shared
644.82K
None
0.00
ABBVIE INC
DFNDShares464.16K
TypeSH
Market value$73.97M
0.62%
Sole
0.00
Shared
464.16K
None
0.00
COCA COLA CO
DFNDShares1.15M
TypeSH
Market value$71.27M
0.60%
Sole
0.00
Shared
1.15M
None
0.00
PROLOGIS INC.
DFNDShares570.59K
TypeSH
Market value$71.19M
0.60%
Sole
0.00
Shared
570.59K
None
0.00
COMCAST CORP NEW
DFNDShares1.77M
TypeSH
Market value$67.01M
0.56%
Sole
0.00
Shared
1.77M
None
0.00
GILEAD SCIENCES INC
DFNDShares771.90K
TypeSH
Market value$64.04M
0.54%
Sole
0.00
Shared
771.90K
None
0.00
AMGEN INC
DFNDShares264.53K
TypeSH
Market value$63.95M
0.54%
Sole
0.00
Shared
264.53K
None
0.00
COSTCO WHSL CORP NEW
DFNDShares122.82K
TypeSH
Market value$61.02M
0.51%
Sole
0.00
Shared
122.82K
None
0.00
TEXAS INSTRS INC
DFNDShares320.99K
TypeSH
Market value$59.71M
0.50%
Sole
0.00
Shared
320.99K
None
0.00
AIR PRODS & CHEMS INC
DFNDShares204.38K
TypeSH
Market value$58.70M
0.49%
Sole
0.00
Shared
204.38K
None
0.00
LAM RESEARCH CORP
DFNDShares108.16K
TypeSH
Market value$57.34M
0.48%
Sole
0.00
Shared
108.16K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COM | 1.35M | SH | $390.43M 3.29% | 0.00 | 1.35M | 0.00 |
APPLE INCDFND | COM | 2.36M | SH | $389.68M 3.28% | 0.00 | 2.36M | 0.00 |
NVIDIA CORPORATIONDFND | COM | 682.38K | SH | $189.54M 1.60% | 0.00 | 682.38K | 0.00 |
AMAZON COM INCDFND | COM | 1.79M | SH | $185.33M 1.56% | 0.00 | 1.79M | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 1.31M | SH | $135.52M 1.14% | 0.00 | 1.31M | 0.00 |
META PLATFORMS INCDFND | CL A | 539.16K | SH | $114.27M 0.96% | 0.00 | 539.16K | 0.00 |
BROADCOM INCDFND | COM | 174.14K | SH | $111.72M 0.94% | 0.00 | 174.14K | 0.00 |
CISCO SYS INCDFND | COM | 2.12M | SH | $111.05M 0.93% | 0.00 | 2.12M | 0.00 |
TESLA INCDFND | COM | 514.75K | SH | $106.79M 0.90% | 0.00 | 514.75K | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 253.59K | SH | $103.82M 0.87% | 0.00 | 253.59K | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 948.55K | SH | $98.65M 0.83% | 0.00 | 948.55K | 0.00 |
MERCK & CO INCDFND | COM | 842.49K | SH | $89.63M 0.75% | 0.00 | 842.49K | 0.00 |
CHEVRON CORP NEWDFND | COM | 510.83K | SH | $83.35M 0.70% | 0.00 | 510.83K | 0.00 |
PEPSICO INCDFND | COM | 455.25K | SH | $82.99M 0.70% | 0.00 | 455.25K | 0.00 |
QUALCOMM INCDFND | COM | 644.82K | SH | $82.27M 0.69% | 0.00 | 644.82K | 0.00 |
ABBVIE INCDFND | COM | 464.16K | SH | $73.97M 0.62% | 0.00 | 464.16K | 0.00 |
COCA COLA CODFND | COM | 1.15M | SH | $71.27M 0.60% | 0.00 | 1.15M | 0.00 |
PROLOGIS INC.DFND | COM | 570.59K | SH | $71.19M 0.60% | 0.00 | 570.59K | 0.00 |
COMCAST CORP NEWDFND | CL A | 1.77M | SH | $67.01M 0.56% | 0.00 | 1.77M | 0.00 |
GILEAD SCIENCES INCDFND | COM | 771.90K | SH | $64.04M 0.54% | 0.00 | 771.90K | 0.00 |
AMGEN INCDFND | COM | 264.53K | SH | $63.95M 0.54% | 0.00 | 264.53K | 0.00 |
COSTCO WHSL CORP NEWDFND | COM | 122.82K | SH | $61.02M 0.51% | 0.00 | 122.82K | 0.00 |
TEXAS INSTRS INCDFND | COM | 320.99K | SH | $59.71M 0.50% | 0.00 | 320.99K | 0.00 |
AIR PRODS & CHEMS INCDFND | COM | 204.38K | SH | $58.70M 0.49% | 0.00 | 204.38K | 0.00 |
LAM RESEARCH CORPDFND | COM | 108.16K | SH | $57.34M 0.48% | 0.00 | 108.16K | 0.00 |
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