Filed: 2/14/2023ACC: 0001283072-23-000001
📋 What this filing means
GUGGENHEIM CAPITAL LLC filed this quarterly 13F‑HR report disclosing 1906 equity positions with a total reported market value of $11.38B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1906
Positions
$11.38B
Total AUM (reported)
329.88M
Total Shares
Allocation by class
COM$8.80B77.3%
CL A$493.70M4.3%
COM NEW$276.26M2.4%
SHS$146.84M1.3%
CAP STK CL A$101.80M0.9%
TR UNIT$98.25M0.9%
CL B$87.93M0.8%
Portfolio Concentration
Top 3$704.86M6.2%
4–10$670.99M5.9%
11–25$994.72M8.7%
Rest$9.01B79.2%
Top 3 weight
6.2%
Top 10 weight
12.1%
Voting Authority Distribution
Total shares with voting rights: 329.88M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
329.72M
shares
% of voting shares100.0%
None
No voting authority
160.50K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1906
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings1906
Rows:
MICROSOFT CORP
DFNDShares1.23M
TypeSH
Market value$294.81M
2.59%
Sole
0.00
Shared
1.23M
None
0.00
APPLE INC
DFNDShares2.14M
TypeSH
Market value$277.81M
2.44%
Sole
0.00
Shared
2.14M
None
0.00
AMAZON COM INC
DFNDShares1.57M
TypeSH
Market value$132.24M
1.16%
Sole
0.00
Shared
1.57M
None
0.00
MERCK & CO INC
DFNDShares931.08K
TypeSH
Market value$103.30M
0.91%
Sole
0.00
Shared
931.08K
None
0.00
ALPHABET INC
DFNDShares1.15M
TypeSH
Market value$101.80M
0.89%
Sole
0.00
Shared
1.15M
None
0.00
SPDR S&P 500 ETF TR
DFNDShares256.90K
TypeSH
Market value$98.25M
0.86%
Sole
0.00
Shared
256.90K
None
0.00
CHEVRON CORP NEW
DFNDShares533.28K
TypeSH
Market value$95.72M
0.84%
Sole
0.00
Shared
533.28K
None
0.00
CISCO SYS INC
DFNDShares1.97M
TypeSH
Market value$93.97M
0.83%
Sole
0.00
Shared
1.97M
None
0.00
ABBVIE INC
DFNDShares567.62K
TypeSH
Market value$91.73M
0.81%
Sole
0.00
Shared
567.62K
None
0.00
NVIDIA CORPORATION
DFNDShares589.94K
TypeSH
Market value$86.21M
0.76%
Sole
0.00
Shared
589.94K
None
0.00
BROADCOM INC
DFNDShares150.76K
TypeSH
Market value$84.29M
0.74%
Sole
0.00
Shared
150.76K
None
0.00
PEPSICO INC
DFNDShares435.07K
TypeSH
Market value$78.60M
0.69%
Sole
0.00
Shared
435.07K
None
0.00
ALPHABET INC
DFNDShares848.26K
TypeSH
Market value$75.27M
0.66%
Sole
0.00
Shared
848.26K
None
0.00
COCA COLA CO
DFNDShares1.16M
TypeSH
Market value$73.85M
0.65%
Sole
0.00
Shared
1.16M
None
0.00
GILEAD SCIENCES INC
DFNDShares803.44K
TypeSH
Market value$68.98M
0.61%
Sole
0.00
Shared
803.44K
None
0.00
PROLOGIS INC.
DFNDShares589.03K
TypeSH
Market value$66.40M
0.58%
Sole
0.00
Shared
589.03K
None
0.00
JOHNSON & JOHNSON
DFNDShares367.64K
TypeSH
Market value$64.94M
0.57%
Sole
0.00
Shared
367.64K
None
0.00
QUALCOMM INC
DFNDShares584.96K
TypeSH
Market value$64.31M
0.56%
Sole
0.00
Shared
584.96K
None
0.00
AMGEN INC
DFNDShares240.78K
TypeSH
Market value$63.24M
0.56%
Sole
0.00
Shared
240.78K
None
0.00
META PLATFORMS INC
DFNDShares513.69K
TypeSH
Market value$61.82M
0.54%
Sole
0.00
Shared
513.69K
None
0.00
INTERNATIONAL BUSINESS MACHS
DFNDShares435.31K
TypeSH
Market value$61.33M
0.54%
Sole
0.00
Shared
435.31K
None
0.00
ISHARES TR
DFNDShares567.09K
TypeSH
Market value$59.79M
0.53%
Sole
0.00
Shared
567.09K
None
0.00
PFIZER INC
DFNDShares1.14M
TypeSH
Market value$58.23M
0.51%
Sole
0.00
Shared
1.14M
None
0.00
HONEYWELL INTL INC
DFNDShares265.53K
TypeSH
Market value$56.90M
0.50%
Sole
0.00
Shared
265.53K
None
0.00
AIR PRODS & CHEMS INC
DFNDShares184.18K
TypeSH
Market value$56.78M
0.50%
Sole
0.00
Shared
184.18K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COM | 1.23M | SH | $294.81M 2.59% | 0.00 | 1.23M | 0.00 |
APPLE INCDFND | COM | 2.14M | SH | $277.81M 2.44% | 0.00 | 2.14M | 0.00 |
AMAZON COM INCDFND | COM | 1.57M | SH | $132.24M 1.16% | 0.00 | 1.57M | 0.00 |
MERCK & CO INCDFND | COM | 931.08K | SH | $103.30M 0.91% | 0.00 | 931.08K | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 1.15M | SH | $101.80M 0.89% | 0.00 | 1.15M | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 256.90K | SH | $98.25M 0.86% | 0.00 | 256.90K | 0.00 |
CHEVRON CORP NEWDFND | COM | 533.28K | SH | $95.72M 0.84% | 0.00 | 533.28K | 0.00 |
CISCO SYS INCDFND | COM | 1.97M | SH | $93.97M 0.83% | 0.00 | 1.97M | 0.00 |
ABBVIE INCDFND | COM | 567.62K | SH | $91.73M 0.81% | 0.00 | 567.62K | 0.00 |
NVIDIA CORPORATIONDFND | COM | 589.94K | SH | $86.21M 0.76% | 0.00 | 589.94K | 0.00 |
BROADCOM INCDFND | COM | 150.76K | SH | $84.29M 0.74% | 0.00 | 150.76K | 0.00 |
PEPSICO INCDFND | COM | 435.07K | SH | $78.60M 0.69% | 0.00 | 435.07K | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 848.26K | SH | $75.27M 0.66% | 0.00 | 848.26K | 0.00 |
COCA COLA CODFND | COM | 1.16M | SH | $73.85M 0.65% | 0.00 | 1.16M | 0.00 |
GILEAD SCIENCES INCDFND | COM | 803.44K | SH | $68.98M 0.61% | 0.00 | 803.44K | 0.00 |
PROLOGIS INC.DFND | COM | 589.03K | SH | $66.40M 0.58% | 0.00 | 589.03K | 0.00 |
JOHNSON & JOHNSONDFND | COM | 367.64K | SH | $64.94M 0.57% | 0.00 | 367.64K | 0.00 |
QUALCOMM INCDFND | COM | 584.96K | SH | $64.31M 0.56% | 0.00 | 584.96K | 0.00 |
AMGEN INCDFND | COM | 240.78K | SH | $63.24M 0.56% | 0.00 | 240.78K | 0.00 |
META PLATFORMS INCDFND | CL A | 513.69K | SH | $61.82M 0.54% | 0.00 | 513.69K | 0.00 |
INTERNATIONAL BUSINESS MACHSDFND | COM | 435.31K | SH | $61.33M 0.54% | 0.00 | 435.31K | 0.00 |
ISHARES TRDFND | IBOXX INV CP ETF | 567.09K | SH | $59.79M 0.53% | 0.00 | 567.09K | 0.00 |
PFIZER INCDFND | COM | 1.14M | SH | $58.23M 0.51% | 0.00 | 1.14M | 0.00 |
HONEYWELL INTL INCDFND | COM | 265.53K | SH | $56.90M 0.50% | 0.00 | 265.53K | 0.00 |
AIR PRODS & CHEMS INCDFND | COM | 184.18K | SH | $56.78M 0.50% | 0.00 | 184.18K | 0.00 |
Page 1 of 77
…