Filed: 11/14/2022ACC: 0001283072-22-000004
📋 What this filing means
GUGGENHEIM CAPITAL LLC filed this quarterly 13F‑HR report disclosing 1892 equity positions with a total reported market value of $10.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1892
Positions
$10.92M
Total AUM (reported)
356.84M
Total Shares
Allocation by class
COM$8.30M76.0%
CL A$505.9K4.6%
COM NEW$250.4K2.3%
SHS$140.8K1.3%
COM CLASS A$108.8K1.0%
CAP STK CL A$102.6K0.9%
TR UNIT$92.3K0.8%
Portfolio Concentration
Top 3$743.3K6.8%
4–10$669.0K6.1%
11–25$974.1K8.9%
Rest$8.53M78.1%
Top 3 weight
6.8%
Top 10 weight
12.9%
Voting Authority Distribution
Total shares with voting rights: 356.84M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
356.67M
shares
% of voting shares100.0%
None
No voting authority
167.60K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1892
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings1892
Rows:
APPLE INC
DFNDShares2.30M
TypeSH
Market value$317.4K
2.91%
Sole
0.00
Shared
2.30M
None
0.00
MICROSOFT CORP
DFNDShares1.12M
TypeSH
Market value$261.5K
2.39%
Sole
0.00
Shared
1.12M
None
0.00
AMAZON COM INC
DFNDShares1.46M
TypeSH
Market value$164.5K
1.51%
Sole
0.00
Shared
1.46M
None
0.00
TESLA INC
DFNDShares414.88K
TypeSH
Market value$110.0K
1.01%
Sole
0.00
Shared
414.88K
None
0.00
KKR ACQUISITION HOLDING I CO
DFNDShares11.05M
TypeSH
Market value$108.8K
1.00%
Sole
0.00
Shared
11.05M
None
0.00
ALPHABET INC
DFNDShares1.07M
TypeSH
Market value$102.6K
0.94%
Sole
0.00
Shared
1.07M
None
0.00
SPDR S&P 500 ETF TR
DFNDShares258.44K
TypeSH
Market value$92.3K
0.85%
Sole
0.00
Shared
258.44K
None
0.00
ABBVIE INC
DFNDShares646.09K
TypeSH
Market value$86.7K
0.79%
Sole
0.00
Shared
646.09K
None
0.00
MERCK & CO INC
DFNDShares1M
TypeSH
Market value$86.2K
0.79%
Sole
0.00
Shared
1M
None
0.00
CHEVRON CORP NEW
DFNDShares573.34K
TypeSH
Market value$82.4K
0.75%
Sole
0.00
Shared
573.34K
None
0.00
PEPSICO INC
DFNDShares491.57K
TypeSH
Market value$80.3K
0.74%
Sole
0.00
Shared
491.57K
None
0.00
CISCO SYS INC
DFNDShares1.98M
TypeSH
Market value$79.3K
0.73%
Sole
0.00
Shared
1.98M
None
0.00
ALPHABET INC
DFNDShares779.49K
TypeSH
Market value$74.9K
0.69%
Sole
0.00
Shared
779.49K
None
0.00
META PLATFORMS INC
DFNDShares539.70K
TypeSH
Market value$73.2K
0.67%
Sole
0.00
Shared
539.70K
None
0.00
BROADCOM INC
DFNDShares156.79K
TypeSH
Market value$69.6K
0.64%
Sole
0.00
Shared
156.79K
None
0.00
NVIDIA CORPORATION
DFNDShares566.78K
TypeSH
Market value$68.8K
0.63%
Sole
0.00
Shared
566.78K
None
0.00
QUALCOMM INC
DFNDShares598.12K
TypeSH
Market value$67.6K
0.62%
Sole
0.00
Shared
598.12K
None
0.00
AMGEN INC
DFNDShares283.63K
TypeSH
Market value$63.9K
0.59%
Sole
0.00
Shared
283.63K
None
0.00
JOHNSON & JOHNSON
DFNDShares385.76K
TypeSH
Market value$63.0K
0.58%
Sole
0.00
Shared
385.76K
None
0.00
COCA COLA CO
DFNDShares1.07M
TypeSH
Market value$59.9K
0.55%
Sole
0.00
Shared
1.07M
None
0.00
COSTCO WHSL CORP NEW
DFNDShares126.15K
TypeSH
Market value$59.6K
0.55%
Sole
0.00
Shared
126.15K
None
0.00
TEXAS INSTRS INC
DFNDShares368.77K
TypeSH
Market value$57.1K
0.52%
Sole
0.00
Shared
368.77K
None
0.00
INTERNATIONAL BUSINESS MACHS
DFNDShares444.45K
TypeSH
Market value$52.8K
0.48%
Sole
0.00
Shared
444.45K
None
0.00
GILEAD SCIENCES INC
DFNDShares848.51K
TypeSH
Market value$52.3K
0.48%
Sole
0.00
Shared
848.51K
None
0.00
PFIZER INC
DFNDShares1.18M
TypeSH
Market value$51.8K
0.47%
Sole
0.00
Shared
1.18M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 2.30M | SH | $317.4K 2.91% | 0.00 | 2.30M | 0.00 |
MICROSOFT CORPDFND | COM | 1.12M | SH | $261.5K 2.39% | 0.00 | 1.12M | 0.00 |
AMAZON COM INCDFND | COM | 1.46M | SH | $164.5K 1.51% | 0.00 | 1.46M | 0.00 |
TESLA INCDFND | COM | 414.88K | SH | $110.0K 1.01% | 0.00 | 414.88K | 0.00 |
KKR ACQUISITION HOLDING I CODFND | COM CLASS A | 11.05M | SH | $108.8K 1.00% | 0.00 | 11.05M | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 1.07M | SH | $102.6K 0.94% | 0.00 | 1.07M | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 258.44K | SH | $92.3K 0.85% | 0.00 | 258.44K | 0.00 |
ABBVIE INCDFND | COM | 646.09K | SH | $86.7K 0.79% | 0.00 | 646.09K | 0.00 |
MERCK & CO INCDFND | COM | 1M | SH | $86.2K 0.79% | 0.00 | 1M | 0.00 |
CHEVRON CORP NEWDFND | COM | 573.34K | SH | $82.4K 0.75% | 0.00 | 573.34K | 0.00 |
PEPSICO INCDFND | COM | 491.57K | SH | $80.3K 0.74% | 0.00 | 491.57K | 0.00 |
CISCO SYS INCDFND | COM | 1.98M | SH | $79.3K 0.73% | 0.00 | 1.98M | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 779.49K | SH | $74.9K 0.69% | 0.00 | 779.49K | 0.00 |
META PLATFORMS INCDFND | CL A | 539.70K | SH | $73.2K 0.67% | 0.00 | 539.70K | 0.00 |
BROADCOM INCDFND | COM | 156.79K | SH | $69.6K 0.64% | 0.00 | 156.79K | 0.00 |
NVIDIA CORPORATIONDFND | COM | 566.78K | SH | $68.8K 0.63% | 0.00 | 566.78K | 0.00 |
QUALCOMM INCDFND | COM | 598.12K | SH | $67.6K 0.62% | 0.00 | 598.12K | 0.00 |
AMGEN INCDFND | COM | 283.63K | SH | $63.9K 0.59% | 0.00 | 283.63K | 0.00 |
JOHNSON & JOHNSONDFND | COM | 385.76K | SH | $63.0K 0.58% | 0.00 | 385.76K | 0.00 |
COCA COLA CODFND | COM | 1.07M | SH | $59.9K 0.55% | 0.00 | 1.07M | 0.00 |
COSTCO WHSL CORP NEWDFND | COM | 126.15K | SH | $59.6K 0.55% | 0.00 | 126.15K | 0.00 |
TEXAS INSTRS INCDFND | COM | 368.77K | SH | $57.1K 0.52% | 0.00 | 368.77K | 0.00 |
INTERNATIONAL BUSINESS MACHSDFND | COM | 444.45K | SH | $52.8K 0.48% | 0.00 | 444.45K | 0.00 |
GILEAD SCIENCES INCDFND | COM | 848.51K | SH | $52.3K 0.48% | 0.00 | 848.51K | 0.00 |
PFIZER INCDFND | COM | 1.18M | SH | $51.8K 0.47% | 0.00 | 1.18M | 0.00 |
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