GUERTIN SHAWN M

PrivateCIK: 1231553
Location

DUBLIN, CA

GUERTIN SHAWN M (Exec. Vice President, CFO) exercised options at AETNA INC /PA/

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderGUERTIN SHAWN MCIK 1231553
IssuerAETNA INC /PA/CIK 1122304
Officer· Exec. Vice President, CFO
Since Sep 2018
-3.05K
Net shares
Net seller
$175.1K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
1.86K acquired · 4.91K disposed
Non-Derivative Transactions3

Common Stock

Direct
G · Gift

Shares

2.50K

Price / share

Trade value

% of position

5.1%
6/26/2018
48.74K46.24K

Common Stock

Direct
M · Option Exercise

Shares

+1.86K

Price / share

Trade value

% of position

18.4%
9/24/2018
10.06K11.92K

Common Stock

Direct
F · Tax Withholding

Shares

861.00

Price / share

$203.40

Trade value

$175.13K

% of position

7.2%
9/24/2018
11.92K11.06K
Total

Net shares

1.50K

Net value

-$175.13K

Derivative Transactions1

2015 Performance Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

1.55K shares

Shares

1.55K

Strike price

Held after

0.00

Exercisable

9/24/2018
Non-Derivative Holdings (Post-Transaction)3

Common Stock

Indirect
Shares owned632.45

Common Stock

Indirect
Shares owned11.17K

Common Stock

Indirect
Shares owned25K
Total
36.81K indirect36.81K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
GUERTIN SHAWN M — Insider Transaction (Form 4) Filed Sep 26, 2018 | Finecho