GUARINO DAVID (CFO Secretary Treasurer) received a stock award from ALKALINE WATER CO INC
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 12/16/2022ACC: 0001567619-22-021747
DirectorOfficer· CFO Secretary Treasurer
Since Apr 2020
+225K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
225K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+125K
Price / share
—
Trade value
—
% of position
5.2%
11/16/2022
2.41M→2.53M
Total
Net shares
+125K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/16/2022 | A · Award | +125K | — | — | 5.2% | 2.41M | 2.53M |
| Total | +125K | $0.00 | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common
100K shares
Shares
+100K
Strike price
0.25
Held after
700K
Exercisable
—
11/16/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common100K shares | 11/16/2022 | A · Award | +100K | 0.25 | — | 700K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned2.41M
Total
2.41M direct2.41M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.41M | Direct |
| Total | 2.41M | 2.41M direct |
Derivative Holdings (Post-Transaction)3
Stock Options
DirectUnderlying security
Common
Underlying shares
150K
Shares owned
150K
Exercise price
0.53
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common
Underlying shares
200K
Shares owned
350K
Exercise price
1.09
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common
Underlying shares
250K
Shares owned
600K
Exercise price
0.51
Expiration
—
Exercise window
—
Total
Underlying
600K
Owned
1.10M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common | 0.53 | — | — | 150K | 150K |
| Stock Options Direct | Common | 1.09 | — | — | 200K | 350K |
| Stock Options Direct | Common | 0.51 | — | — | 250K | 600K |
| Total | 600K | 1.10M | ||||