GUARINO CHARLES J (SVP Chief Bank Operations Off.) reported 4 transactions at TOMPKINS FINANCIAL CORP
Review the transaction codes below to understand the nature of each event.
Filed: 11/12/2025ACC: 0001005817-25-000078
Officer· SVP Chief Bank Operations Off.
Since Oct 2023
-234.00
Net shares
Net seller
$15.6K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
234.00 disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
−48.00
Price / share
$66.68
Trade value
$3.20K
% of position
1.5%
11/9/2025
3.15K→3.10K
Common Stock
Direct
Shares
−38.00
Price / share
$66.68
Trade value
$2.53K
% of position
1.2%
11/9/2025
3.10K→3.06K
Common Stock
Direct
Shares
−43.00
Price / share
$66.68
Trade value
$2.87K
% of position
1.4%
11/9/2025
3.06K→3.02K
Common Stock
Direct
Shares
−105.00
Price / share
$66.68
Trade value
$7K
% of position
3.5%
11/9/2025
3.02K→2.91K
Total
Net shares
−234.00
Net value
-$15.60K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/9/2025 | F · Tax Withholding | −48.00 | $66.68 | $3.20K | 1.5% | 3.15K | 3.10K |
| Common Stock Direct | 11/9/2025 | F · Tax Withholding | −38.00 | $66.68 | $2.53K | 1.2% | 3.10K | 3.06K |
| Common Stock Direct | 11/9/2025 | F · Tax Withholding | −43.00 | $66.68 | $2.87K | 1.4% | 3.06K | 3.02K |
| Common Stock Direct | 11/9/2025 | F · Tax Withholding | −105.00 | $66.68 | $7K | 3.5% | 3.02K | 2.91K |
| Total | −234.00 | -$15.60K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned413.60
Common Stock
IndirectShares owned1.21K
Total
1.62K indirect1.62K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 413.60 | Indirect |
| Common Stock | 1.21K | Indirect |
| Total | 1.62K | 1.62K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported