GUARDIAN WEALTH ADVISORS, LLC

Filed: 10/30/2023ACC: 0001858828-23-000006

📋 What this filing means

GUARDIAN WEALTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 72 equity positions with a total reported market value of $130.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$130.52M

Total AUM (reported)

1.56M

Total Shares

Allocation by class

COM$20.87M16.0%

TR UNIT$17.75M13.6%

VAN FTSE DEV MKT$14.56M11.2%

RUSSELL 2000 ETF$12.73M9.8%

S&P 500 GRWT ETF$10.34M7.9%

S&P 500 VAL ETF$10.25M7.9%

CORE S&P MCP ETF$8.79M6.7%

Portfolio Concentration

Top 3$45.03M34.5%

4–10$48.75M37.4%

11–25$19.24M14.7%

Rest$17.50M13.4%

Top 3 weight

34.5%

Top 10 weight

71.9%

Voting Authority Distribution

Total shares with voting rights: 1.56M

Sole

Full voting authority

1.56M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

138.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole72

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings72

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares41.51K

TypeSH

Market value$17.75M

13.60%

Sole

41.43K

Shared

0.00

None

88.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares333K

TypeSH

Market value$14.56M

11.15%

Sole

333K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares72.02K

TypeSH

Market value$12.73M

9.75%

Sole

72.02K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares151.15K

TypeSH

Market value$10.34M

7.92%

Sole

151.15K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares66.64K

TypeSH

Market value$10.25M

7.85%

Sole

66.64K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares35.25K

TypeSH

Market value$8.79M

6.73%

Sole

35.25K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares19.87K

TypeSH

Market value$7.12M

5.45%

Sole

19.82K

Shared

0.00

None

50.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares114.70K

TypeSH

Market value$4.50M

3.45%

Sole

114.70K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG SHT TE

Shares180.07K

TypeSH

Market value$4.40M

3.37%

Sole

180.07K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS MID CAP ETF

Shares48.33K

TypeSH

Market value$3.35M

2.56%

Sole

48.33K

Shared

0.00

None

0.00

ISHARES U S ETF TR

SOLE

BLACKROCK ST MAT

Shares64.52K

TypeSH

Market value$3.22M

2.47%

Sole

64.52K

Shared

0.00

None

0.00

ISHARES TR

SOLE

PFD AND INCM SEC

Shares88.27K

TypeSH

Market value$2.66M

2.04%

Sole

88.27K

Shared

0.00

None

0.00

ISHARES TR

SOLE

BLACKROCK ULTRA

Shares46.05K

TypeSH

Market value$2.32M

1.78%

Sole

46.05K

Shared

0.00

None

0.00

C H ROBINSON WORLDWIDE INC

SOLE

COM NEW

Shares18.18K

TypeSH

Market value$1.57M

1.20%

Sole

18.18K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares22.91K

TypeSH

Market value$1.15M

0.88%

Sole

22.91K

Shared

0.00

None

0.00

ABBVIE INC

SOLE

COM

Shares6.96K

TypeSH

Market value$1.04M

0.79%

Sole

6.96K

Shared

0.00

None

0.00

JOHNSON & JOHNSON

SOLE

COM

Shares5.71K

TypeSH

Market value$890.1K

0.68%

Sole

5.71K

Shared

0.00

None

0.00

EXXON MOBIL CORP

SOLE

COM

Shares7.51K

TypeSH

Market value$883.3K

0.68%

Sole

7.51K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares4.18K

TypeSH

Market value$871.5K

0.67%

Sole

4.18K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares11.61K

TypeSH

Market value$855.9K

0.66%

Sole

11.61K

Shared

0.00

None

0.00

CHEVRON CORP NEW

SOLE

COM

Shares5.01K

TypeSH

Market value$845.2K

0.65%

Sole

5.01K

Shared

0.00

None

0.00

CINCINNATI FINL CORP

SOLE

COM

Shares7.64K

TypeSH

Market value$781.4K

0.60%

Sole

7.64K

Shared

0.00

None

0.00

PEPSICO INC

SOLE

COM

Shares4.29K

TypeSH

Market value$727.3K

0.56%

Sole

4.29K

Shared

0.00

None

0.00

CARDINAL HEALTH INC

SOLE

COM

Shares8.32K

TypeSH

Market value$722.2K

0.55%

Sole

8.32K

Shared

0.00

None

0.00

S&P GLOBAL INC

SOLE

COM

Shares1.93K

TypeSH

Market value$705.7K

0.54%

Sole

1.93K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	41.51K	SH	$17.75M 13.60%	41.43K	88.00
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	333K	SH	$14.56M 11.15%	333K	0.00
ISHARES TRSOLE	RUSSELL 2000 ETF	72.02K	SH	$12.73M 9.75%	72.02K	0.00
ISHARES TRSOLE	S&P 500 GRWT ETF	151.15K	SH	$10.34M 7.92%	151.15K	0.00
ISHARES TRSOLE	S&P 500 VAL ETF	66.64K	SH	$10.25M 7.85%	66.64K	0.00
ISHARES TRSOLE	CORE S&P MCP ETF	35.25K	SH	$8.79M 6.73%	35.25K	0.00
INVESCO QQQ TRSOLE	UNIT SER 1	19.87K	SH	$7.12M 5.45%	19.82K	50.00
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	114.70K	SH	$4.50M 3.45%	114.70K	0.00
SPDR SER TRSOLE	BLOOMBERG SHT TE	180.07K	SH	$4.40M 3.37%	180.07K	0.00
ISHARES TRSOLE	RUS MID CAP ETF	48.33K	SH	$3.35M 2.56%	48.33K	0.00
ISHARES U S ETF TRSOLE	BLACKROCK ST MAT	64.52K	SH	$3.22M 2.47%	64.52K	0.00
ISHARES TRSOLE	PFD AND INCM SEC	88.27K	SH	$2.66M 2.04%	88.27K	0.00
ISHARES TRSOLE	BLACKROCK ULTRA	46.05K	SH	$2.32M 1.78%	46.05K	0.00
C H ROBINSON WORLDWIDE INCSOLE	COM NEW	18.18K	SH	$1.57M 1.20%	18.18K	0.00
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	22.91K	SH	$1.15M 0.88%	22.91K	0.00
ABBVIE INCSOLE	COM	6.96K	SH	$1.04M 0.79%	6.96K	0.00
JOHNSON & JOHNSONSOLE	COM	5.71K	SH	$890.1K 0.68%	5.71K	0.00
EXXON MOBIL CORPSOLE	COM	7.51K	SH	$883.3K 0.68%	7.51K	0.00
VANGUARD INDEX FDSSOLE	MID CAP ETF	4.18K	SH	$871.5K 0.67%	4.18K	0.00
ISHARES TRSOLE	IBOXX HI YD ETF	11.61K	SH	$855.9K 0.66%	11.61K	0.00
CHEVRON CORP NEWSOLE	COM	5.01K	SH	$845.2K 0.65%	5.01K	0.00
CINCINNATI FINL CORPSOLE	COM	7.64K	SH	$781.4K 0.60%	7.64K	0.00
PEPSICO INCSOLE	COM	4.29K	SH	$727.3K 0.56%	4.29K	0.00
CARDINAL HEALTH INCSOLE	COM	8.32K	SH	$722.2K 0.55%	8.32K	0.00
S&P GLOBAL INCSOLE	COM	1.93K	SH	$705.7K 0.54%	1.93K	0.00

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