GU PAUL (SVP, Product and Data Science) exercised options at UPSTART HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/20/2025ACC: 0001647639-25-000065
DirectorOfficer· SVP, Product and Data Science
Since Dec 2020
0.00
Net shares
Net seller
$95.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
25K acquired · 25K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+25K
Price / share
$3.80
Trade value
$95K
% of position
2.2%
6/17/2025
1.12M→1.15M
Total
Net shares
+25K
Net value
$95K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/17/2025 | M · Option Exercise | +25K | $3.80 | $95K | 2.2% | 1.12M | 1.15M |
| Total | +25K | $95K | ||||||
Derivative Transactions1
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
3.80
Held after
45K
Exercisable
—
6/17/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock25K shares | 6/17/2025 | M · Option Exercise | −25K | 3.80 | — | 45K |