GU PAUL

PrivateCIK: 1832812
Location

SAN MATEO, CA

GU PAUL (SVP, Product and Data Science) exercised options at UPSTART HOLDINGS, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises
InsiderGU PAULCIK 1832812
IssuerUPSTART HOLDINGS, INC.CIK 1647639
DirectorOfficer· SVP, Product and Data Science
Since Dec 2020
0.00
Net shares
Net seller
$653.6K
Total acquired
0
Open market trades
0B · 0S
8
Total transactions
36.23K acquired · 36.23K disposed
Non-Derivative Transactions4

Common Stock

Direct
M · Option Exercise

Shares

+13.27K

Price / share

$15.23

Trade value

$202.09K

% of position

1.3%
3/6/2025
1.04M1.05M

Common Stock

Direct
M · Option Exercise

Shares

+4.84K

Price / share

$25.75

Trade value

$124.73K

% of position

0.5%
3/6/2025
1.05M1.05M

Common Stock

Direct
M · Option Exercise

Shares

+13.27K

Price / share

$15.23

Trade value

$202.09K

% of position

1.3%
3/10/2025
1.05M1.07M

Common Stock

Direct
M · Option Exercise

Shares

+4.84K

Price / share

$25.75

Trade value

$124.73K

% of position

0.5%
3/10/2025
1.07M1.07M
Total

Net shares

+36.23K

Net value

$653.64K

Derivative Transactions4

Employee Stock Option (Right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

13.27K shares

Shares

13.27K

Strike price

15.23

Held after

298.60K

Exercisable

3/6/2025

Employee Stock Option (Right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

4.84K shares

Shares

4.84K

Strike price

25.75

Held after

111.44K

Exercisable

3/6/2025

Employee Stock Option (Right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

13.27K shares

Shares

13.27K

Strike price

15.23

Held after

285.33K

Exercisable

3/10/2025

Employee Stock Option (Right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

4.84K shares

Shares

4.84K

Strike price

25.75

Held after

106.59K

Exercisable

3/10/2025
GU PAUL — Insider Transaction (Form 4) Filed Mar 10, 2025 | Finecho