GU PAUL (SVP, Product and Data Science) exercised options at UPSTART HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/16/2025ACC: 0001628280-25-017996
DirectorOfficer· SVP, Product and Data Science
Since Dec 2020
0.00
Net shares
Net seller
$95.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
25K acquired · 25K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+25K
Price / share
$3.80
Trade value
$95K
% of position
2.3%
4/14/2025
1.07M→1.10M
Total
Net shares
+25K
Net value
$95K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/14/2025 | M · Option Exercise | +25K | $3.80 | $95K | 2.3% | 1.07M | 1.10M |
| Total | +25K | $95K | ||||||
Derivative Transactions1
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
3.80
Held after
95K
Exercisable
—
4/14/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock25K shares | 4/14/2025 | M · Option Exercise | −25K | 3.80 | — | 95K |