GU PAUL (SVP, Product and Data Science) exercised options at UPSTART HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 2/4/2025ACC: 0001628280-25-003742
DirectorOfficer· SVP, Product and Data Science
Since Dec 2020
0.00
Net shares
Net seller
$166.5K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
24.07K acquired · 24.07K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+17.50K
Price / share
$3.80
Trade value
$66.50K
% of position
1.8%
1/31/2025
993.86K→1.01M
Common Stock
Direct
Shares
+6.57K
Price / share
$15.23
Trade value
$100K
% of position
0.6%
1/31/2025
1.01M→1.02M
Total
Net shares
+24.07K
Net value
$166.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2025 | M · Option Exercise | +17.50K | $3.80 | $66.50K | 1.8% | 993.86K | 1.01M |
| Common Stock Direct | 1/31/2025 | M · Option Exercise | +6.57K | $15.23 | $100K | 0.6% | 1.01M | 1.02M |
| Total | +24.07K | $166.50K | ||||||
Derivative Transactions2
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
17.50K shares
Shares
−17.50K
Strike price
3.80
Held after
120K
Exercisable
—
1/31/2025
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
6.57K shares
Shares
−6.57K
Strike price
15.23
Held after
311.87K
Exercisable
—
1/31/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock17.50K shares | 1/31/2025 | M · Option Exercise | −17.50K | 3.80 | — | 120K |
| Employee Stock Option (Right to buy) Direct | Common Stock6.57K shares | 1/31/2025 | M · Option Exercise | −6.57K | 15.23 | — | 311.87K |