GU PAUL (SVP, Product and Data Science) exercised options at UPSTART HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/15/2025ACC: 0001628280-25-001602
DirectorOfficer· SVP, Product and Data Science
Since Dec 2020
0.00
Net shares
Net seller
$66.2K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
30.79K acquired · 30.79K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+30.79K
Price / share
$2.15
Trade value
$66.20K
% of position
3.2%
1/13/2025
963.07K→993.86K
Total
Net shares
+30.79K
Net value
$66.20K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/13/2025 | M · Option Exercise | +30.79K | $2.15 | $66.20K | 3.2% | 963.07K | 993.86K |
| Total | +30.79K | $66.20K | ||||||
Derivative Transactions1
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
30.79K shares
Shares
−30.79K
Strike price
2.15
Held after
0.00
Exercisable
—
1/13/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock30.79K shares | 1/13/2025 | M · Option Exercise | −30.79K | 2.15 | — | 0.00 |