GU PAUL (SVP, Product and Data Science) exercised options at UPSTART HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/31/2024ACC: 0001628280-24-052643
DirectorOfficer· SVP, Product and Data Science
Since Dec 2020
0.00
Net shares
Net seller
$107.5K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
50K acquired · 50K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+50K
Price / share
$2.15
Trade value
$107.50K
% of position
5.8%
12/30/2024
863.07K→913.07K
Total
Net shares
+50K
Net value
$107.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/30/2024 | M · Option Exercise | +50K | $2.15 | $107.50K | 5.8% | 863.07K | 913.07K |
| Total | +50K | $107.50K | ||||||
Derivative Transactions1
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
50K shares
Shares
−50K
Strike price
2.15
Held after
80.79K
Exercisable
—
12/30/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock50K shares | 12/30/2024 | M · Option Exercise | −50K | 2.15 | — | 80.79K |