GU PAUL

PrivateCIK: 1832812
Location

SAN MATEO, CA

GU PAUL (SVP, Product and Data Science) sold 7.7% of their position (72.40K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $5.45M — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales
InsiderGU PAULCIK 1832812
IssuerUPSTART HOLDINGS, INC.CIK 1647639
DirectorOfficer· SVP, Product and Data Science
Since Dec 2020
-72.40K
Net shares
Net seller
$5.45M
Total sold
4
Open market trades
0B · 4S
10
Total transactions
72.40K acquired · 144.80K disposed
Non-Derivative Transactions7

Common Stock

Direct
M · Option Exercise

Shares

+28.16K

Price / share

$1.17

Trade value

$32.94K

% of position

3.3%
12/4/2024
863.07K891.22K

Common Stock

Direct
S · Sale

Shares

28.16K

Price / share

$75.06

Trade value

$2.11M

% of position

3.2%
12/4/2024
891.22K863.07K

Common Stock

Direct
M · Option Exercise

Shares

+4.02K

Price / share

$1.17

Trade value

$4.70K

% of position

0.5%
12/5/2024
863.07K867.08K

Common Stock

Direct
S · Sale

Shares

4.02K

Price / share

$75.00

Trade value

$301.43K

% of position

0.5%
12/5/2024
867.08K863.07K

Common Stock

Direct
M · Option Exercise

Shares

+40.23K

Price / share

$1.17

Trade value

$47.06K

% of position

4.7%
12/6/2024
863.07K903.29K

Common Stock

Direct
S · Sale

Shares

35.88K

Price / share

$75.37

Trade value

$2.70M

% of position

4.0%
12/6/2024
903.29K867.41K

Common Stock

Direct
S · Sale

Shares

4.35K

Price / share

$76.18

Trade value

$331.37K

% of position

0.5%
12/6/2024
867.41K863.07K
Total

Net shares

+0.00

Net value

-$5.37M

Derivative Transactions3

Employee Stock Option (Right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

28.16K shares

Shares

28.16K

Strike price

1.17

Held after

44.24K

Exercisable

12/4/2024

Employee Stock Option (Right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

4.02K shares

Shares

4.02K

Strike price

1.17

Held after

40.23K

Exercisable

12/5/2024

Employee Stock Option (Right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

40.23K shares

Shares

40.23K

Strike price

1.17

Held after

0.00

Exercisable

12/6/2024
GU PAUL — Insider Transaction (Form 4) Filed Dec 6, 2024 | Finecho