GSO CAPITAL OPPORTUNITIES FUND III LP enters CENTRIC BRANDS INC. with 26.22M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives

GSO CAPITAL OPPORTUNITIES FUND III LP

Filed: 11/8/2018ACC: 0000899243-18-028544

InsiderGSO CAPITAL OPPORTUNITIES FUND III LPCIK 1673827

→

IssuerCENTRIC BRANDS INC.CIK 844143

10% Owner

Since Oct 2018

26.22M

Baseline shares

0.00

Direct ownership

0 positions

3.13M

Derivative underlying

7 instruments

Security positions

26.22M indirect

Non-Derivative Holdings7

Common Stock

Indirect

Shares owned9.36M

Common Stock

Indirect

Shares owned802.18K

Common Stock

Indirect

Shares owned8.31M

Common Stock

Indirect

Shares owned56.53K

Common Stock

Indirect

Shares owned133.70K

Common Stock

Indirect

Shares owned7.45M

Common Stock

Indirect

Shares owned112.97K

Total

26.22M indirect26.22M

Security Title	Shares Owned	Ownership Type
Common Stock	9.36M	Indirect
Common Stock	802.18K	Indirect
Common Stock	8.31M	Indirect
Common Stock	56.53K	Indirect
Common Stock	133.70K	Indirect
Common Stock	7.45M	Indirect
Common Stock	112.97K	Indirect
Total	26.22M	26.22M indirect

Derivative Holdings7

Convertible Note

Indirect

Underlying security

Common Stock

Underlying shares

990.42K

Shares owned

N/A

Exercise price

8.00

Expiration

—

Exercise window

—

Convertible Note

Indirect

Underlying security

Common Stock

Underlying shares

1.12M

Shares owned

N/A

Exercise price

8.00

Expiration

—

Exercise window

—

Convertible Note

Indirect

Underlying security

Common Stock

Underlying shares

13.46K

Shares owned

N/A

Exercise price

8.00

Expiration

—

Exercise window

—

Convertible Note

Indirect

Underlying security

Common Stock

Underlying shares

15.94K

Shares owned

N/A

Exercise price

8.00

Expiration

—

Exercise window

—

Convertible Note

Indirect

Underlying security

Common Stock

Underlying shares

95.61K

Shares owned

N/A

Exercise price

8.00

Expiration

—

Exercise window

—

Convertible Note

Indirect

Underlying security

Common Stock

Underlying shares

6.74K

Shares owned

N/A

Exercise price

8.00

Expiration

—

Exercise window

—

Convertible Note

Indirect

Underlying security

Common Stock

Underlying shares

887.40K

Shares owned

N/A

Exercise price

8.00

Expiration

—

Exercise window

—

Total

Underlying

3.13M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Convertible Note Indirect	Common Stock	8.00	—	—	990.42K	N/A
Convertible Note Indirect	Common Stock	8.00	—	—	1.12M	N/A
Convertible Note Indirect	Common Stock	8.00	—	—	13.46K	N/A
Convertible Note Indirect	Common Stock	8.00	—	—	15.94K	N/A
Convertible Note Indirect	Common Stock	8.00	—	—	95.61K	N/A
Convertible Note Indirect	Common Stock	8.00	—	—	6.74K	N/A
Convertible Note Indirect	Common Stock	8.00	—	—	887.40K	N/A
Total					3.13M	0.00