GRUNDFEST JOSEPH exercised options at FINANCIAL ENGINES, LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/17/2018ACC: 0001209191-18-031130
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
6.31K acquired · 6.31K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+6.31K
Price / share
—
Trade value
—
% of position
33.7%
5/15/2018
18.73K→25.04K
Total
Net shares
+6.31K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/15/2018 | M · Option Exercise | +6.31K | — | — | 33.7% | 18.73K | 25.04K |
| Total | +6.31K | $0.00 | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
1.22K shares
Shares
−1.22K
Strike price
0.00
Held after
1.22K
Exercisable
—
5/15/2018
Restricted Stock Units
Direct
Converts to
Common Stock
2.52K shares
Shares
−2.52K
Strike price
0.00
Held after
2.52K
Exercisable
—
5/15/2018
Restricted Stock Units
Direct
Converts to
Common Stock
2.57K shares
Shares
−2.57K
Strike price
0.00
Held after
2.57K
Exercisable
—
5/15/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.22K shares | 5/15/2018 | M · Option Exercise | −1.22K | 0.00 | — | 1.22K |
| Restricted Stock Units Direct | Common Stock2.52K shares | 5/15/2018 | M · Option Exercise | −2.52K | 0.00 | — | 2.52K |
| Restricted Stock Units Direct | Common Stock2.57K shares | 5/15/2018 | M · Option Exercise | −2.57K | 0.00 | — | 2.57K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned160K
Total
160K indirect160K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 160K | Indirect |
| Total | 160K | 160K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported