GRUBKA ROBERT L. (CEO, Health Solutions) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

GRUBKA ROBERT L.

Filed: 7/2/2024ACC: 0001127602-24-019825

InsiderGRUBKA ROBERT L.CIK 1852036

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· CEO, Health Solutions

Since Mar 2021

-2.12K

Net shares

Net seller

$150.9K

Total sold

Open market trades

0B · 0S

Total transactions

4.62K acquired · 6.74K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+2.94K

Price / share

—

Trade value

—

% of position

7.3%

7/1/2024

40.38K→43.32K

Common Stock

Direct

F · Tax Withholding

−1.35K

Price / share

$71.11

Trade value

$96K

% of position

3.1%

7/1/2024

43.32K→41.97K

Common Stock

Direct

M · Option Exercise

+1.68K

Price / share

—

Trade value

—

% of position

4.0%

7/1/2024

41.97K→43.65K

Common Stock

Direct

F · Tax Withholding

−772.00

Price / share

$71.11

Trade value

$54.90K

% of position

1.8%

7/1/2024

43.65K→42.88K

Total

Net shares

+2.50K

Net value

-$150.90K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/1/2024	M · Option Exercise	+2.94K	—	—	7.3%	40.38K	43.32K
Common Stock Direct	7/1/2024	F · Tax Withholding	−1.35K	$71.11	$96K	3.1%	43.32K	41.97K
Common Stock Direct	7/1/2024	M · Option Exercise	+1.68K	—	—	4.0%	41.97K	43.65K
Common Stock Direct	7/1/2024	F · Tax Withholding	−772.00	$71.11	$54.90K	1.8%	43.65K	42.88K
Total			+2.50K		-$150.90K

Derivative Transactions2

Performance Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

2.94K shares

−2.94K

Strike price

Held after

54.47K

Exercisable

—

7/1/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.68K shares

−1.68K

Strike price

Held after

26.66K

Exercisable

—

7/1/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Performance Stock Unit Direct	Common Stock2.94K shares	7/1/2024	M · Option Exercise	−2.94K		—	54.47K
Restricted Stock Units Direct	Common Stock1.68K shares	7/1/2024	M · Option Exercise	−1.68K		—	26.66K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Deferred Savings Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

434.95

Shares owned

434.95

Exercise price

Expiration

—

Exercise window

—

401(k) Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

1.83K

Shares owned

1.83K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

2.26K

Owned

2.26K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Deferred Savings Plan Issuer Stock Units Direct	Common Stock	—	—	434.95	434.95
401(k) Plan Issuer Stock Units Direct	Common Stock	—	—	1.83K	1.83K
Total				2.26K	2.26K