GRUBKA ROBERT L. (CEO, Health Solutions) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

GRUBKA ROBERT L.

Filed: 2/22/2024ACC: 0001127602-24-006277

InsiderGRUBKA ROBERT L.CIK 1852036

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· CEO, Health Solutions

Since Mar 2021

-9.78K

Net shares

Net seller

$685.8K

Total sold

Open market trades

0B · 0S

Total transactions

21.30K acquired · 31.07K disposed

Non-Derivative Transactions3

Common Stock

Direct

M · Option Exercise

+10.50K

Price / share

—

Trade value

—

% of position

36.4%

2/20/2024

28.86K→39.37K

Common Stock

Direct

M · Option Exercise

+10.80K

Price / share

—

Trade value

—

% of position

27.4%

2/20/2024

39.37K→50.16K

Common Stock

Direct

F · Tax Withholding

−9.78K

Price / share

$70.14

Trade value

$685.76K

% of position

19.5%

2/20/2024

50.16K→40.38K

Total

Net shares

+11.52K

Net value

-$685.76K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/20/2024	M · Option Exercise	+10.50K	—	—	36.4%	28.86K	39.37K
Common Stock Direct	2/20/2024	M · Option Exercise	+10.80K	—	—	27.4%	39.37K	50.16K
Common Stock Direct	2/20/2024	F · Tax Withholding	−9.78K	$70.14	$685.76K	19.5%	50.16K	40.38K
Total			+11.52K		-$685.76K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

10.50K shares

−10.50K

Strike price

Held after

14.99K

Exercisable

—

2/20/2024

Performance Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

10.80K shares

−10.80K

Strike price

Held after

40.79K

Exercisable

—

2/20/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock10.50K shares	2/20/2024	M · Option Exercise	−10.50K		—	14.99K
Performance Stock Unit Direct	Common Stock10.80K shares	2/20/2024	M · Option Exercise	−10.80K		—	40.79K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Deferred Savings Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

427.87

Shares owned

427.87

Exercise price

Expiration

—

Exercise window

—

401(k) Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

1.83K

Shares owned

1.83K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

2.25K

Owned

2.25K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Deferred Savings Plan Issuer Stock Units Direct	Common Stock	—	—	427.87	427.87
401(k) Plan Issuer Stock Units Direct	Common Stock	—	—	1.83K	1.83K
Total				2.25K	2.25K