GRUBKA ROBERT L. (CEO, Health Solutions) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

GRUBKA ROBERT L.

Filed: 2/23/2023ACC: 0001127602-23-006883

InsiderGRUBKA ROBERT L.CIK 1852036

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· CEO, Health Solutions

Since Mar 2021

+24.84K

Net shares

Net buyer

$326.9K

Total sold

Open market trades

0B · 0S

Total transactions

39.76K acquired · 14.92K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+3.08K

Price / share

—

Trade value

—

% of position

14.6%

2/20/2023

21.07K→24.15K

Common Stock

Direct

F · Tax Withholding

−1.40K

Price / share

$74.44

Trade value

$104.51K

% of position

5.8%

2/20/2023

24.15K→22.75K

Common Stock

Direct

M · Option Exercise

+1.33K

Price / share

—

Trade value

—

% of position

5.8%

2/20/2023

22.75K→24.07K

Common Stock

Direct

F · Tax Withholding

−639.00

Price / share

$74.44

Trade value

$47.57K

% of position

2.7%

2/20/2023

24.07K→23.43K

Common Stock

Direct

M · Option Exercise

+3.26K

Price / share

—

Trade value

—

% of position

13.9%

2/21/2023

23.43K→26.69K

Common Stock

Direct

F · Tax Withholding

−1.49K

Price / share

$74.44

Trade value

$110.69K

% of position

5.6%

2/21/2023

26.69K→25.21K

Common Stock

Direct

M · Option Exercise

+2.85K

Price / share

—

Trade value

—

% of position

11.3%

2/22/2023

25.21K→28.06K

Common Stock

Direct

F · Tax Withholding

−874.00

Price / share

$73.34

Trade value

$64.10K

% of position

3.1%

2/22/2023

28.06K→27.19K

Total

Net shares

+6.11K

Net value

-$326.87K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/20/2023	M · Option Exercise	+3.08K	—	—	14.6%	21.07K	24.15K
Common Stock Direct	2/20/2023	F · Tax Withholding	−1.40K	$74.44	$104.51K	5.8%	24.15K	22.75K
Common Stock Direct	2/20/2023	M · Option Exercise	+1.33K	—	—	5.8%	22.75K	24.07K
Common Stock Direct	2/20/2023	F · Tax Withholding	−639.00	$74.44	$47.57K	2.7%	24.07K	23.43K
Common Stock Direct	2/21/2023	M · Option Exercise	+3.26K	—	—	13.9%	23.43K	26.69K
Common Stock Direct	2/21/2023	F · Tax Withholding	−1.49K	$74.44	$110.69K	5.6%	26.69K	25.21K
Common Stock Direct	2/22/2023	M · Option Exercise	+2.85K	—	—	11.3%	25.21K	28.06K
Common Stock Direct	2/22/2023	F · Tax Withholding	−874.00	$73.34	$64.10K	3.1%	28.06K	27.19K
Total			+6.11K		-$326.87K

Derivative Transactions6

Performance Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

3.08K shares

−3.08K

Strike price

Held after

35.51K

Exercisable

—

2/20/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.33K shares

−1.33K

Strike price

Held after

20.12K

Exercisable

—

2/20/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

3.26K shares

−3.26K

Strike price

Held after

16.86K

Exercisable

—

2/21/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.85K shares

−2.85K

Strike price

Held after

14.01K

Exercisable

—

2/22/2023

Performance Stock Unit

Direct

A · Award

Converts to

Common Stock

16.08K shares

+16.08K

Strike price

Held after

51.59K

Exercisable

—

2/22/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

13.16K shares

+13.16K

Strike price

Held after

27.17K

Exercisable

—

2/22/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Performance Stock Unit Direct	Common Stock3.08K shares	2/20/2023	M · Option Exercise	−3.08K	—	35.51K
Restricted Stock Units Direct	Common Stock1.33K shares	2/20/2023	M · Option Exercise	−1.33K	—	20.12K
Restricted Stock Units Direct	Common Stock3.26K shares	2/21/2023	M · Option Exercise	−3.26K	—	16.86K
Restricted Stock Units Direct	Common Stock2.85K shares	2/22/2023	M · Option Exercise	−2.85K	—	14.01K
Performance Stock Unit Direct	Common Stock16.08K shares	2/22/2023	A · Award	+16.08K	—	51.59K
Restricted Stock Units Direct	Common Stock13.16K shares	2/22/2023	A · Award	+13.16K	—	27.17K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Deferred Savings Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

422.88

Shares owned

422.88

Exercise price

Expiration

—

Exercise window

—

401(k) Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

1.83K

Shares owned

1.83K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

2.25K

Owned

2.25K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Deferred Savings Plan Issuer Stock Units Direct	Common Stock	—	—	422.88	422.88
401(k) Plan Issuer Stock Units Direct	Common Stock	—	—	1.83K	1.83K
Total				2.25K	2.25K