GRUBKA ROBERT L. (CEO, Health Solutions) sold 10.6% of their position (2.50K shares) of VOYA FINANCIAL, INC. on the open market

Open‑market sale worth $171.3K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

GRUBKA ROBERT L.

Filed: 2/24/2022ACC: 0001127602-22-006686

InsiderGRUBKA ROBERT L.CIK 1852036

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IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· CEO, Health Solutions

Since Mar 2021

+12K

Net shares

Net buyer

$530.8K

Total sold

Open market trades

0B · 1S

Total transactions

30.24K acquired · 18.24K disposed

Non-Derivative Transactions3

Common Stock

Direct

M · Option Exercise

+11.70K

Price / share

—

Trade value

—

% of position

68.3%

2/22/2022

17.14K→28.84K

Common Stock

Direct

F · Tax Withholding

−5.26K

Price / share

$68.32

Trade value

$359.57K

% of position

18.3%

2/22/2022

28.84K→23.57K

Common Stock

Direct

S · Sale

−2.50K

Price / share

$68.50

Trade value

$171.26K

% of position

10.6%

2/22/2022

23.57K→21.07K

Total

Net shares

+3.94K

Net value

-$530.83K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/22/2022	M · Option Exercise	+11.70K	—	—	68.3%	17.14K	28.84K
Common Stock Direct	2/22/2022	F · Tax Withholding	−5.26K	$68.32	$359.57K	18.3%	28.84K	23.57K
Common Stock Direct	2/22/2022	S · Sale	−2.50K	$68.50	$171.26K	10.6%	23.57K	21.07K
Total			+3.94K		-$530.83K

Derivative Transactions4

Performance Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

5.45K shares

−4.22K

Strike price

Held after

16.22K

Exercisable

—

2/22/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

6.25K shares

−6.25K

Strike price

Held after

7.85K

Exercisable

—

2/22/2022

Performance Stock Unit

Direct

A · Award

Converts to

Common Stock

9.98K shares

+9.98K

Strike price

Held after

26.19K

Exercisable

—

2/22/2022

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

8.56K shares

+8.56K

Strike price

Held after

16.41K

Exercisable

—

2/22/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Performance Stock Unit Direct	Common Stock5.45K shares	2/22/2022	M · Option Exercise	−4.22K	—	16.22K
Restricted Stock Units Direct	Common Stock6.25K shares	2/22/2022	M · Option Exercise	−6.25K	—	7.85K
Performance Stock Unit Direct	Common Stock9.98K shares	2/22/2022	A · Award	+9.98K	—	26.19K
Restricted Stock Units Direct	Common Stock8.56K shares	2/22/2022	A · Award	+8.56K	—	16.41K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Deferred Savings Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

417.51

Shares owned

417.51

Exercise price

Expiration

—

Exercise window

—

401(k) Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

1.83K

Shares owned

1.83K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

2.24K

Owned

2.24K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Deferred Savings Plan Issuer Stock Units Direct	Common Stock	—	—	417.51	417.51
401(k) Plan Issuer Stock Units Direct	Common Stock	—	—	1.83K	1.83K
Total				2.24K	2.24K