Filed: 2/13/2024ACC: 0001420506-24-000308
📋 What this filing means
GROUND SWELL CAPITAL, LLC filed this quarterly 13F‑HR report disclosing 68 equity positions with a total reported market value of $27.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
68
Positions
$27.19M
Total AUM (reported)
1.43M
Total Shares
Allocation by class
20 YR TR BD ETF$9.50M35.0%
COM$8.03M29.5%
IBOXX HI YD ETF$1.51M5.6%
ULTRAPRO QQQ$1.20M4.4%
RUS 2000 GRW ETF$888.1K3.3%
CAP STK CL A$860.2K3.2%
CL A$740.8K2.7%
Portfolio Concentration
Top 3$12.24M45.0%
4–10$5.63M20.7%
11–25$5.82M21.4%
Rest$3.50M12.9%
Top 3 weight
45.0%
Top 10 weight
65.7%
Voting Authority Distribution
Total shares with voting rights: 1.43M
Sole
Full voting authority
1.43M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole68
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings68
Rows:
ISHARES TR
SOLEShares96.12K
TypeSH
Market value$9.50M
34.96%
Sole
96.12K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares19.53K
TypeSH
Market value$1.51M
5.56%
Sole
19.53K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.24K
TypeSH
Market value$1.22M
4.48%
Sole
3.24K
Shared
0.00
None
0.00
PROSHARES TR
SOLEShares23.73K
TypeSH
Market value$1.20M
4.42%
Sole
23.73K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares3.52K
TypeSH
Market value$888.1K
3.27%
Sole
3.52K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares6.16K
TypeSH
Market value$860.2K
3.16%
Sole
6.16K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares3.51K
TypeSH
Market value$735.7K
2.71%
Sole
3.51K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares3.05K
TypeSH
Market value$722.8K
2.66%
Sole
3.05K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares3.93K
TypeSH
Market value$666.8K
2.45%
Sole
3.93K
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares3.84K
TypeSH
Market value$554.9K
2.04%
Sole
3.84K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares1.46K
TypeSH
Market value$515.7K
1.90%
Sole
1.46K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares2.29K
TypeSH
Market value$498.7K
1.83%
Sole
2.29K
Shared
0.00
None
0.00
MODERNA INC
SOLEShares4.94K
TypeSH
Market value$491.7K
1.81%
Sole
4.94K
Shared
0.00
None
0.00
ETF MANAGERS TR
SOLEShares7.42K
TypeSH
Market value$448.1K
1.65%
Sole
7.42K
Shared
0.00
None
0.00
TEXAS INSTRS INC
SOLEShares2.37K
TypeSH
Market value$404.7K
1.49%
Sole
2.37K
Shared
0.00
None
0.00
APPLE INC
SOLEShares2.02K
TypeSH
Market value$389.5K
1.43%
Sole
2.02K
Shared
0.00
None
0.00
CINTAS CORP
SOLEShares625.00
TypeSH
Market value$376.7K
1.39%
Sole
625.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares755.00
TypeSH
Market value$373.9K
1.38%
Sole
755.00
Shared
0.00
None
0.00
DBX ETF TR
SOLEShares19.57K
TypeSH
Market value$360.1K
1.32%
Sole
19.57K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares3.57K
TypeSH
Market value$352.8K
1.30%
Sole
3.57K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares2.50K
TypeSH
Market value$352.2K
1.30%
Sole
2.50K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares291.00
TypeSH
Market value$350.7K
1.29%
Sole
291.00
Shared
0.00
None
0.00
KLA CORP
SOLEShares555.00
TypeSH
Market value$322.6K
1.19%
Sole
555.00
Shared
0.00
None
0.00
INTUIT
SOLEShares474.00
TypeSH
Market value$296.3K
1.09%
Sole
474.00
Shared
0.00
None
0.00
COLUMBIA ETF TR I
SOLEShares13.68K
TypeSH
Market value$285.4K
1.05%
Sole
13.68K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | 20 YR TR BD ETF | 96.12K | SH | $9.50M 34.96% | 96.12K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 19.53K | SH | $1.51M 5.56% | 19.53K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 3.24K | SH | $1.22M 4.48% | 3.24K | 0.00 | 0.00 |
PROSHARES TRSOLE | ULTRAPRO QQQ | 23.73K | SH | $1.20M 4.42% | 23.73K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 3.52K | SH | $888.1K 3.27% | 3.52K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 6.16K | SH | $860.2K 3.16% | 6.16K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 3.51K | SH | $735.7K 2.71% | 3.51K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 3.05K | SH | $722.8K 2.66% | 3.05K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 3.93K | SH | $666.8K 2.45% | 3.93K | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 3.84K | SH | $554.9K 2.04% | 3.84K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 1.46K | SH | $515.7K 1.90% | 1.46K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 2.29K | SH | $498.7K 1.83% | 2.29K | 0.00 | 0.00 |
MODERNA INCSOLE | COM | 4.94K | SH | $491.7K 1.81% | 4.94K | 0.00 | 0.00 |
ETF MANAGERS TRSOLE | PRIME CYBR SCRTY | 7.42K | SH | $448.1K 1.65% | 7.42K | 0.00 | 0.00 |
TEXAS INSTRS INCSOLE | COM | 2.37K | SH | $404.7K 1.49% | 2.37K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 2.02K | SH | $389.5K 1.43% | 2.02K | 0.00 | 0.00 |
CINTAS CORPSOLE | COM | 625.00 | SH | $376.7K 1.39% | 625.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 755.00 | SH | $373.9K 1.38% | 755.00 | 0.00 | 0.00 |
DBX ETF TRSOLE | XTRACK MSCI CHIN | 19.57K | SH | $360.1K 1.32% | 19.57K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI KOKUSAI ETF | 3.57K | SH | $352.8K 1.30% | 3.57K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 2.50K | SH | $352.2K 1.30% | 2.50K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 291.00 | SH | $350.7K 1.29% | 291.00 | 0.00 | 0.00 |
KLA CORPSOLE | COM NEW | 555.00 | SH | $322.6K 1.19% | 555.00 | 0.00 | 0.00 |
INTUITSOLE | COM | 474.00 | SH | $296.3K 1.09% | 474.00 | 0.00 | 0.00 |
COLUMBIA ETF TR ISOLE | MULTI SEC MUNI | 13.68K | SH | $285.4K 1.05% | 13.68K | 0.00 | 0.00 |
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