Filed: 8/10/2023ACC: 0001420506-23-001438
📋 What this filing means
GROUND SWELL CAPITAL, LLC filed this quarterly 13F‑HR report disclosing 57 equity positions with a total reported market value of $40.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
57
Positions
$40.80M
Total AUM (reported)
1.14M
Total Shares
Allocation by class
COM$21.15M51.8%
20 YR TR BD ETF$9.99M24.5%
UNIT SER 1$4.22M10.4%
CORE US AGGBD ET$1.05M2.6%
MSCI MEXICO ETF$902.6K2.2%
S&P MC 400VL ETF$729.3K1.8%
LITHIUM BTRY ETF$480.8K1.2%
Portfolio Concentration
Top 3$27.79M68.1%
4–10$8.58M21.0%
11–25$3.57M8.7%
Rest$867.5K2.1%
Top 3 weight
68.1%
Top 10 weight
89.1%
Voting Authority Distribution
Total shares with voting rights: 1.14M
Sole
Full voting authority
1.14M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole57
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings57
Rows:
ISHARES TR
SOLEShares97.03K
TypeSH
Market value$9.99M
24.48%
Sole
97.03K
Shared
0.00
None
0.00
APPLE INC
SOLEShares49.06K
TypeSH
Market value$9.52M
23.32%
Sole
49.06K
Shared
0.00
None
0.00
COSTAR GROUP INC
SOLEShares93.07K
TypeSH
Market value$8.28M
20.30%
Sole
93.07K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares11.43K
TypeSH
Market value$4.22M
10.35%
Sole
11.43K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares10.77K
TypeSH
Market value$1.05M
2.58%
Sole
10.77K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares14.52K
TypeSH
Market value$902.6K
2.21%
Sole
14.52K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares6.81K
TypeSH
Market value$729.3K
1.79%
Sole
6.81K
Shared
0.00
None
0.00
OREILLY AUTOMOTIVE INC
SOLEShares716.00
TypeSH
Market value$684.0K
1.68%
Sole
716.00
Shared
0.00
None
0.00
SEAGEN INC
SOLEShares2.63K
TypeSH
Market value$505.8K
1.24%
Sole
2.63K
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares7.39K
TypeSH
Market value$480.8K
1.18%
Sole
7.39K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.38K
TypeSH
Market value$332.9K
0.82%
Sole
4.38K
Shared
0.00
None
0.00
SYNOPSYS INC
SOLEShares666.00
TypeSH
Market value$290.0K
0.71%
Sole
666.00
Shared
0.00
None
0.00
CONSTELLATION ENERGY CORP
SOLEShares3.06K
TypeSH
Market value$280.1K
0.69%
Sole
3.06K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares487.00
TypeSH
Market value$262.2K
0.64%
Sole
487.00
Shared
0.00
None
0.00
PAYCHEX INC
SOLEShares2.29K
TypeSH
Market value$255.7K
0.63%
Sole
2.29K
Shared
0.00
None
0.00
PG&E CORP
SOLEShares1.65K
TypeSH
Market value$245.9K
0.60%
Sole
1.65K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares2.04K
TypeSH
Market value$220.4K
0.54%
Sole
2.04K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.04K
TypeSH
Market value$216.6K
0.53%
Sole
4.04K
Shared
0.00
None
0.00
TE CONNECTIVITY LTD
SOLEShares1.54K
TypeSH
Market value$216.4K
0.53%
Sole
1.54K
Shared
0.00
None
0.00
DISNEY WALT CO
SOLEShares2.39K
TypeSH
Market value$213.6K
0.52%
Sole
2.39K
Shared
0.00
None
0.00
BIGLARI HLDGS INC
SOLEShares1.07K
TypeSH
Market value$210.7K
0.52%
Sole
1.07K
Shared
0.00
None
0.00
OVERSTOCK COM INC DEL
SOLEShares6.45K
TypeSH
Market value$210.0K
0.51%
Sole
6.45K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares3.48K
TypeSH
Market value$206.4K
0.51%
Sole
3.48K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares2.45K
TypeSH
Market value$204.5K
0.50%
Sole
2.45K
Shared
0.00
None
0.00
THOMSON REUTERS CORP.
SOLEShares1.50K
TypeSH
Market value$201.9K
0.49%
Sole
1.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | 20 YR TR BD ETF | 97.03K | SH | $9.99M 24.48% | 97.03K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 49.06K | SH | $9.52M 23.32% | 49.06K | 0.00 | 0.00 |
COSTAR GROUP INCSOLE | COM | 93.07K | SH | $8.28M 20.30% | 93.07K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 11.43K | SH | $4.22M 10.35% | 11.43K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 10.77K | SH | $1.05M 2.58% | 10.77K | 0.00 | 0.00 |
ISHARES INCSOLE | MSCI MEXICO ETF | 14.52K | SH | $902.6K 2.21% | 14.52K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P MC 400VL ETF | 6.81K | SH | $729.3K 1.79% | 6.81K | 0.00 | 0.00 |
OREILLY AUTOMOTIVE INCSOLE | COM | 716.00 | SH | $684.0K 1.68% | 716.00 | 0.00 | 0.00 |
SEAGEN INCSOLE | COM | 2.63K | SH | $505.8K 1.24% | 2.63K | 0.00 | 0.00 |
GLOBAL X FDSSOLE | LITHIUM BTRY ETF | 7.39K | SH | $480.8K 1.18% | 7.39K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL 100 ETF | 4.38K | SH | $332.9K 0.82% | 4.38K | 0.00 | 0.00 |
SYNOPSYS INCSOLE | COM | 666.00 | SH | $290.0K 0.71% | 666.00 | 0.00 | 0.00 |
CONSTELLATION ENERGY CORPSOLE | COM | 3.06K | SH | $280.1K 0.69% | 3.06K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 487.00 | SH | $262.2K 0.64% | 487.00 | 0.00 | 0.00 |
PAYCHEX INCSOLE | COM | 2.29K | SH | $255.7K 0.63% | 2.29K | 0.00 | 0.00 |
PG&E CORPSOLE | UNIT 08/16/2023 | 1.65K | SH | $245.9K 0.60% | 1.65K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 2.04K | SH | $220.4K 0.54% | 2.04K | 0.00 | 0.00 |
ISHARES TRSOLE | US SML CAP EQT | 4.04K | SH | $216.6K 0.53% | 4.04K | 0.00 | 0.00 |
TE CONNECTIVITY LTDSOLE | SHS | 1.54K | SH | $216.4K 0.53% | 1.54K | 0.00 | 0.00 |
DISNEY WALT COSOLE | COM | 2.39K | SH | $213.6K 0.52% | 2.39K | 0.00 | 0.00 |
BIGLARI HLDGS INCSOLE | COM STK CL B | 1.07K | SH | $210.7K 0.52% | 1.07K | 0.00 | 0.00 |
OVERSTOCK COM INC DELSOLE | COM | 6.45K | SH | $210.0K 0.51% | 6.45K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 3.48K | SH | $206.4K 0.51% | 3.48K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 2.45K | SH | $204.5K 0.50% | 2.45K | 0.00 | 0.00 |
THOMSON REUTERS CORP.SOLE | COM | 1.50K | SH | $201.9K 0.49% | 1.50K | 0.00 | 0.00 |
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