Filed: 5/8/2023ACC: 0001420506-23-000883
📋 What this filing means
GROUND SWELL CAPITAL, LLC filed this quarterly 13F‑HR report disclosing 55 equity positions with a total reported market value of $59.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
55
Positions
$59.63M
Total AUM (reported)
1.32M
Total Shares
Allocation by class
RUSSELL 2000 ETF$19.00M31.9%
TR UNIT$18.31M30.7%
20 YR TR BD ETF$13.29M22.3%
COM$5.50M9.2%
CORE US AGGBD ET$608.3K1.0%
N Y REGISTRY SHS$556.1K0.9%
SHS$527.6K0.9%
Portfolio Concentration
Top 3$50.60M84.9%
4–10$4.18M7.0%
11–25$3.97M6.7%
Rest$880.2K1.5%
Top 3 weight
84.9%
Top 10 weight
91.9%
Voting Authority Distribution
Total shares with voting rights: 1.32M
Sole
Full voting authority
1.32M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole55
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings55
Rows:
ISHARES TR
SOLEShares106.49K
TypeSH
Market value$19.00M
31.86%
Sole
106.49K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares44.73K
TypeSH
Market value$18.31M
30.71%
Sole
44.73K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares124.97K
TypeSH
Market value$13.29M
22.29%
Sole
124.97K
Shared
0.00
None
0.00
TEXAS INSTRS INC
SOLEShares6.20K
TypeSH
Market value$1.15M
1.93%
Sole
6.20K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares6.11K
TypeSH
Market value$608.3K
1.02%
Sole
6.11K
Shared
0.00
None
0.00
ASML HOLDING N V
SOLEShares817.00
TypeSH
Market value$556.1K
0.93%
Sole
817.00
Shared
0.00
None
0.00
ANALOG DEVICES INC
SOLEShares2.69K
TypeSH
Market value$530.7K
0.89%
Sole
2.69K
Shared
0.00
None
0.00
HORIZON THERAPEUTICS PUB L
SOLEShares4.48K
TypeSH
Market value$488.6K
0.82%
Sole
4.48K
Shared
0.00
None
0.00
ACTIVISION BLIZZARD INC
SOLEShares5.45K
TypeSH
Market value$466.6K
0.78%
Sole
5.45K
Shared
0.00
None
0.00
AMGEN INC
SOLEShares1.55K
TypeSH
Market value$375.7K
0.63%
Sole
1.55K
Shared
0.00
None
0.00
ANSYS INC
SOLEShares1.09K
TypeSH
Market value$362.1K
0.61%
Sole
1.09K
Shared
0.00
None
0.00
COMMERCE BANCSHARES INC
SOLEShares5.64K
TypeSH
Market value$329.0K
0.55%
Sole
5.64K
Shared
0.00
None
0.00
NVR INC
SOLEShares58.00
TypeSH
Market value$323.2K
0.54%
Sole
58.00
Shared
0.00
None
0.00
BLOCK INC
SOLEShares4.38K
TypeSH
Market value$301.0K
0.50%
Sole
4.38K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares3.06K
TypeSH
Market value$300.2K
0.50%
Sole
3.06K
Shared
0.00
None
0.00
FIVE9 INC
SOLEShares4.02K
TypeSH
Market value$290.4K
0.49%
Sole
4.02K
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
SOLEShares104.00
TypeSH
Market value$275.9K
0.46%
Sole
104.00
Shared
0.00
None
0.00
BIOGEN INC
SOLEShares991.00
TypeSH
Market value$275.5K
0.46%
Sole
991.00
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares2.58K
TypeSH
Market value$263.7K
0.44%
Sole
2.58K
Shared
0.00
None
0.00
ABRDN PALLADIUM ETF TRUST
SOLEShares1.91K
TypeSH
Market value$258.5K
0.43%
Sole
1.91K
Shared
0.00
None
0.00
ZOOM VIDEO COMMUNICATIONS IN
SOLEShares3.06K
TypeSH
Market value$225.9K
0.38%
Sole
3.06K
Shared
0.00
None
0.00
UFP INDUSTRIES INC
SOLEShares2.79K
TypeSH
Market value$222.0K
0.37%
Sole
2.79K
Shared
0.00
None
0.00
UBS AG LONDON BRANCH
SOLEShares434.00
TypeSH
Market value$208.9K
0.35%
Sole
434.00
Shared
0.00
None
0.00
DECKERS OUTDOOR CORP
SOLEShares462.00
TypeSH
Market value$207.7K
0.35%
Sole
462.00
Shared
0.00
None
0.00
QUANTUMSCAPE CORP
SOLEShares15.56K
TypeSH
Market value$127.3K
0.21%
Sole
15.56K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUSSELL 2000 ETF | 106.49K | SH | $19.00M 31.86% | 106.49K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 44.73K | SH | $18.31M 30.71% | 44.73K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 124.97K | SH | $13.29M 22.29% | 124.97K | 0.00 | 0.00 |
TEXAS INSTRS INCSOLE | COM | 6.20K | SH | $1.15M 1.93% | 6.20K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 6.11K | SH | $608.3K 1.02% | 6.11K | 0.00 | 0.00 |
ASML HOLDING N VSOLE | N Y REGISTRY SHS | 817.00 | SH | $556.1K 0.93% | 817.00 | 0.00 | 0.00 |
ANALOG DEVICES INCSOLE | COM | 2.69K | SH | $530.7K 0.89% | 2.69K | 0.00 | 0.00 |
HORIZON THERAPEUTICS PUB LSOLE | SHS | 4.48K | SH | $488.6K 0.82% | 4.48K | 0.00 | 0.00 |
ACTIVISION BLIZZARD INCSOLE | COM | 5.45K | SH | $466.6K 0.78% | 5.45K | 0.00 | 0.00 |
AMGEN INCSOLE | COM | 1.55K | SH | $375.7K 0.63% | 1.55K | 0.00 | 0.00 |
ANSYS INCSOLE | COM | 1.09K | SH | $362.1K 0.61% | 1.09K | 0.00 | 0.00 |
COMMERCE BANCSHARES INCSOLE | COM | 5.64K | SH | $329.0K 0.55% | 5.64K | 0.00 | 0.00 |
NVR INCSOLE | COM | 58.00 | SH | $323.2K 0.54% | 58.00 | 0.00 | 0.00 |
BLOCK INCSOLE | CL A | 4.38K | SH | $301.0K 0.50% | 4.38K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 3.06K | SH | $300.2K 0.50% | 3.06K | 0.00 | 0.00 |
FIVE9 INCSOLE | COM | 4.02K | SH | $290.4K 0.49% | 4.02K | 0.00 | 0.00 |
BOOKING HOLDINGS INCSOLE | COM | 104.00 | SH | $275.9K 0.46% | 104.00 | 0.00 | 0.00 |
BIOGEN INCSOLE | COM | 991.00 | SH | $275.5K 0.46% | 991.00 | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 2.58K | SH | $263.7K 0.44% | 2.58K | 0.00 | 0.00 |
ABRDN PALLADIUM ETF TRUSTSOLE | PHYSICAL PALLADM | 1.91K | SH | $258.5K 0.43% | 1.91K | 0.00 | 0.00 |
ZOOM VIDEO COMMUNICATIONS INSOLE | CL A | 3.06K | SH | $225.9K 0.38% | 3.06K | 0.00 | 0.00 |
UFP INDUSTRIES INCSOLE | COM | 2.79K | SH | $222.0K 0.37% | 2.79K | 0.00 | 0.00 |
UBS AG LONDON BRANCHSOLE | EN LG CP GRWTH | 434.00 | SH | $208.9K 0.35% | 434.00 | 0.00 | 0.00 |
DECKERS OUTDOOR CORPSOLE | COM | 462.00 | SH | $207.7K 0.35% | 462.00 | 0.00 | 0.00 |
QUANTUMSCAPE CORPSOLE | COM CL A | 15.56K | SH | $127.3K 0.21% | 15.56K | 0.00 | 0.00 |
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