Filed: 2/14/2023ACC: 0001420506-23-000482
📋 What this filing means
GROUND SWELL CAPITAL, LLC filed this quarterly 13F‑HR report disclosing 77 equity positions with a total reported market value of $22.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
77
Positions
$22.53M
Total AUM (reported)
1.24M
Total Shares
Allocation by class
COM$8.84M39.2%
TR UNIT$4.90M21.7%
20 YR TR BD ETF$4.72M20.9%
EURO STOXX 50$791.1K3.5%
COM NEW$518.0K2.3%
COM UNIT$370.2K1.6%
SHS$364.2K1.6%
Portfolio Concentration
Top 3$10.41M46.2%
4–10$3.42M15.2%
11–25$4.65M20.6%
Rest$4.06M18.0%
Top 3 weight
46.2%
Top 10 weight
61.4%
Voting Authority Distribution
Total shares with voting rights: 1.24M
Sole
Full voting authority
1.24M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole77
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings77
Rows:
SPDR S&P 500 ETF TR
SOLEShares12.80K
TypeSH
Market value$4.90M
21.73%
Sole
12.80K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares47.40K
TypeSH
Market value$4.72M
20.95%
Sole
47.40K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares20.44K
TypeSH
Market value$791.1K
3.51%
Sole
20.44K
Shared
0.00
None
0.00
ACTIVISION BLIZZARD INC
SOLEShares9.77K
TypeSH
Market value$747.8K
3.32%
Sole
9.77K
Shared
0.00
None
0.00
ANALOG DEVICES INC
SOLEShares3.47K
TypeSH
Market value$569.7K
2.53%
Sole
3.47K
Shared
0.00
None
0.00
KLA CORP
SOLEShares1.24K
TypeSH
Market value$466.4K
2.07%
Sole
1.24K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares2.42K
TypeSH
Market value$438.1K
1.94%
Sole
2.42K
Shared
0.00
None
0.00
ENTEGRIS INC
SOLEShares6.51K
TypeSH
Market value$426.9K
1.90%
Sole
6.51K
Shared
0.00
None
0.00
AUTOMATIC DATA PROCESSING IN
SOLEShares1.66K
TypeSH
Market value$396.7K
1.76%
Sole
1.66K
Shared
0.00
None
0.00
CADENCE DESIGN SYSTEM INC
SOLEShares2.31K
TypeSH
Market value$370.3K
1.64%
Sole
2.31K
Shared
0.00
None
0.00
CHENIERE ENERGY PARTNERS LP
SOLEShares6.51K
TypeSH
Market value$370.2K
1.64%
Sole
6.51K
Shared
0.00
None
0.00
INTUIT
SOLEShares947.00
TypeSH
Market value$368.6K
1.64%
Sole
947.00
Shared
0.00
None
0.00
ICON PLC
SOLEShares1.78K
TypeSH
Market value$346.3K
1.54%
Sole
1.78K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares1.61K
TypeSH
Market value$345.5K
1.53%
Sole
1.61K
Shared
0.00
None
0.00
BK OF AMERICA CORP
SOLEShares288.00
TypeSH
Market value$334.1K
1.48%
Sole
288.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares2.64K
TypeSH
Market value$325.3K
1.44%
Sole
2.64K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares3.19K
TypeSH
Market value$316.1K
1.40%
Sole
3.19K
Shared
0.00
None
0.00
FIRST SOLAR INC
SOLEShares2.08K
TypeSH
Market value$311.6K
1.38%
Sole
2.08K
Shared
0.00
None
0.00
KEURIG DR PEPPER INC
SOLEShares8.48K
TypeSH
Market value$302.4K
1.34%
Sole
8.48K
Shared
0.00
None
0.00
TEXAS INSTRS INC
SOLEShares1.81K
TypeSH
Market value$298.9K
1.33%
Sole
1.81K
Shared
0.00
None
0.00
SAREPTA THERAPEUTICS INC
SOLEShares2.29K
TypeSH
Market value$296.5K
1.32%
Sole
2.29K
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares938.00
TypeSH
Market value$276.6K
1.23%
Sole
938.00
Shared
0.00
None
0.00
TETRA TECH INC NEW
SOLEShares1.78K
TypeSH
Market value$258.9K
1.15%
Sole
1.78K
Shared
0.00
None
0.00
HOLOGIC INC
SOLEShares3.42K
TypeSH
Market value$255.8K
1.14%
Sole
3.42K
Shared
0.00
None
0.00
DATADOG INC
SOLEShares3.30K
TypeSH
Market value$242.6K
1.08%
Sole
3.30K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 12.80K | SH | $4.90M 21.73% | 12.80K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 47.40K | SH | $4.72M 20.95% | 47.40K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | EURO STOXX 50 | 20.44K | SH | $791.1K 3.51% | 20.44K | 0.00 | 0.00 |
ACTIVISION BLIZZARD INCSOLE | COM | 9.77K | SH | $747.8K 3.32% | 9.77K | 0.00 | 0.00 |
ANALOG DEVICES INCSOLE | COM | 3.47K | SH | $569.7K 2.53% | 3.47K | 0.00 | 0.00 |
KLA CORPSOLE | COM NEW | 1.24K | SH | $466.4K 2.07% | 1.24K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 2.42K | SH | $438.1K 1.94% | 2.42K | 0.00 | 0.00 |
ENTEGRIS INCSOLE | COM | 6.51K | SH | $426.9K 1.90% | 6.51K | 0.00 | 0.00 |
AUTOMATIC DATA PROCESSING INSOLE | COM | 1.66K | SH | $396.7K 1.76% | 1.66K | 0.00 | 0.00 |
CADENCE DESIGN SYSTEM INCSOLE | COM | 2.31K | SH | $370.3K 1.64% | 2.31K | 0.00 | 0.00 |
CHENIERE ENERGY PARTNERS LPSOLE | COM UNIT | 6.51K | SH | $370.2K 1.64% | 6.51K | 0.00 | 0.00 |
INTUITSOLE | COM | 947.00 | SH | $368.6K 1.64% | 947.00 | 0.00 | 0.00 |
ICON PLCSOLE | SHS | 1.78K | SH | $346.3K 1.54% | 1.78K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 1.61K | SH | $345.5K 1.53% | 1.61K | 0.00 | 0.00 |
BK OF AMERICA CORPSOLE | 7.25%CNV PFD L | 288.00 | SH | $334.1K 1.48% | 288.00 | 0.00 | 0.00 |
TESLA INCSOLE | COM | 2.64K | SH | $325.3K 1.44% | 2.64K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 3.19K | SH | $316.1K 1.40% | 3.19K | 0.00 | 0.00 |
FIRST SOLAR INCSOLE | COM | 2.08K | SH | $311.6K 1.38% | 2.08K | 0.00 | 0.00 |
KEURIG DR PEPPER INCSOLE | COM | 8.48K | SH | $302.4K 1.34% | 8.48K | 0.00 | 0.00 |
TEXAS INSTRS INCSOLE | COM | 1.81K | SH | $298.9K 1.33% | 1.81K | 0.00 | 0.00 |
SAREPTA THERAPEUTICS INCSOLE | COM | 2.29K | SH | $296.5K 1.32% | 2.29K | 0.00 | 0.00 |
NETFLIX INCSOLE | COM | 938.00 | SH | $276.6K 1.23% | 938.00 | 0.00 | 0.00 |
TETRA TECH INC NEWSOLE | COM | 1.78K | SH | $258.9K 1.15% | 1.78K | 0.00 | 0.00 |
HOLOGIC INCSOLE | COM | 3.42K | SH | $255.8K 1.14% | 3.42K | 0.00 | 0.00 |
DATADOG INCSOLE | CL A COM | 3.30K | SH | $242.6K 1.08% | 3.30K | 0.00 | 0.00 |
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