GROMAN JOHN E

PrivateCIK: 1612456

Location

DOVER, MA

GROMAN JOHN E enters NANO MOBILE HEALTHCARE, INC. with 1.39M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives

GROMAN JOHN E

Filed: 6/14/2018ACC: 0001214659-18-004436

InsiderGROMAN JOHN ECIK 1612456

→

IssuerNANO MOBILE HEALTHCARE, INC.CIK 1497130

10% Owner

Since Jun 2018

1.39M

Baseline shares

0.00

Direct ownership

0 positions

991.79M

Derivative underlying

9 instruments

5

Security positions

1.39M indirect

Non-Derivative Holdings5

Common Stock, par value $0.00001

Indirect

Shares owned225K

Common Stock, par value $0.00001

Indirect

Shares owned20K

Common Stock, par value $0.00001

Indirect

Shares owned677.36K

Common Stock, par value $0.00001

Indirect

Shares owned315K

Common Stock, par value $0.00001

Indirect

Shares owned150K

Total

1.39M indirect1.39M

Security Title	Shares Owned	Ownership Type
Common Stock, par value $0.00001	225K	Indirect
Common Stock, par value $0.00001	20K	Indirect
Common Stock, par value $0.00001	677.36K	Indirect
Common Stock, par value $0.00001	315K	Indirect
Common Stock, par value $0.00001	150K	Indirect
Total	1.39M	1.39M indirect

Derivative Holdings9

Series B Preferred Stock

Indirect

Underlying security

Common Stock, par value $0.00001

Underlying shares

5.70M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series C Preferred Stock

Indirect

Underlying security

Common Stock, par value $0.00001

Underlying shares

120.88M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series D Preferred Stock

Indirect

Underlying security

Common Stock, par value $0.00001

Underlying shares

87.77M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series C Preferred Stock

Indirect

Underlying security

Common Stock, par value $0.00001

Underlying shares

241.75M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series B Preferred Stock

Indirect

Underlying security

Common Stock, par value $0.00001

Underlying shares

4.24M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series D Preferred Stock

Indirect

Underlying security

Common Stock, par value $0.00001

Underlying shares

87.77M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series C Preferred Stock

Indirect

Underlying security

Common Stock, par value $0.00001

Underlying shares

402.92M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series B Preferred Stock

Indirect

Underlying security

Common Stock, par value $0.00001

Underlying shares

20M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series B Preferred Stock

Indirect

Underlying security

Common Stock, par value $0.00001

Underlying shares

20.76M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

991.79M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series B Preferred Stock Indirect	Common Stock, par value $0.00001		—	—	5.70M	N/A
Series C Preferred Stock Indirect	Common Stock, par value $0.00001		—	—	120.88M	N/A
Series D Preferred Stock Indirect	Common Stock, par value $0.00001		—	—	87.77M	N/A
Series C Preferred Stock Indirect	Common Stock, par value $0.00001		—	—	241.75M	N/A
Series B Preferred Stock Indirect	Common Stock, par value $0.00001		—	—	4.24M	N/A
Series D Preferred Stock Indirect	Common Stock, par value $0.00001		—	—	87.77M	N/A
Series C Preferred Stock Indirect	Common Stock, par value $0.00001		—	—	402.92M	N/A
Series B Preferred Stock Indirect	Common Stock, par value $0.00001		—	—	20M	N/A
Series B Preferred Stock Indirect	Common Stock, par value $0.00001		—	—	20.76M	N/A
Total					991.79M	0.00

GROMAN JOHN E — Initial Ownership Disclosure (Form 3) Filed Jun 14, 2018 | Finecho