GRIFFITH CHRISTOPHER M.

PrivateCIK: 1620520

Location

REDWOOD CITY, CA

GRIFFITH CHRISTOPHER M. (SVP Head Corp. Dev. & Strategy) exercised options at DERMIRA, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

GRIFFITH CHRISTOPHER M.

Filed: 8/19/2019ACC: 0001562180-19-004391

InsiderGRIFFITH CHRISTOPHER M.CIK 1620520

→

IssuerDERMIRA, INC.CIK 1557883

Officer· SVP Head Corp. Dev. & Strategy

Since Aug 2018

-2.22K

Net shares

Net seller

$17.6K

Total sold

0

Open market trades

0B · 0S

12

Total transactions

4.47K acquired · 6.69K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

Shares

+938.00

Price / share

—

Trade value

—

% of position

1.5%

8/15/2019

63.97K→64.90K

Common Stock

Direct

M · Option Exercise

Shares

+1.08K

Price / share

—

Trade value

—

% of position

1.7%

8/15/2019

64.90K→65.98K

Common Stock

Direct

M · Option Exercise

Shares

+1.41K

Price / share

—

Trade value

—

% of position

2.1%

8/15/2019

65.98K→67.39K

Common Stock

Direct

M · Option Exercise

Shares

+1.05K

Price / share

—

Trade value

—

% of position

1.6%

8/15/2019

67.39K→68.44K

Common Stock

Direct

F · Tax Withholding

Shares

−466.00

Price / share

$7.91

Trade value

$3.69K

% of position

0.7%

8/15/2019

68.44K→67.97K

Common Stock

Direct

F · Tax Withholding

Shares

−535.00

Price / share

$7.91

Trade value

$4.23K

% of position

0.8%

8/15/2019

67.97K→67.44K

Common Stock

Direct

F · Tax Withholding

Shares

−698.00

Price / share

$7.91

Trade value

$5.52K

% of position

1.0%

8/15/2019

67.44K→66.74K

Common Stock

Direct

F · Tax Withholding

Shares

−521.00

Price / share

$7.91

Trade value

$4.12K

% of position

0.8%

8/15/2019

66.74K→66.22K

Total

Net shares

+2.25K

Net value

-$17.56K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/15/2019	M · Option Exercise	+938.00	—	—	1.5%	63.97K	64.90K
Common Stock Direct	8/15/2019	M · Option Exercise	+1.08K	—	—	1.7%	64.90K	65.98K
Common Stock Direct	8/15/2019	M · Option Exercise	+1.41K	—	—	2.1%	65.98K	67.39K
Common Stock Direct	8/15/2019	M · Option Exercise	+1.05K	—	—	1.6%	67.39K	68.44K
Common Stock Direct	8/15/2019	F · Tax Withholding	−466.00	$7.91	$3.69K	0.7%	68.44K	67.97K
Common Stock Direct	8/15/2019	F · Tax Withholding	−535.00	$7.91	$4.23K	0.8%	67.97K	67.44K
Common Stock Direct	8/15/2019	F · Tax Withholding	−698.00	$7.91	$5.52K	1.0%	67.44K	66.74K
Common Stock Direct	8/15/2019	F · Tax Withholding	−521.00	$7.91	$4.12K	0.8%	66.74K	66.22K
Total			+2.25K		-$17.56K

Derivative Transactions4

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

938.00 shares

Shares

−938.00

Strike price

Held after

937.00

Exercisable

—

8/15/2019

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

1.05K shares

Shares

−1.05K

Strike price

Held after

2.10K

Exercisable

—

8/15/2019

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

1.41K shares

Shares

−1.41K

Strike price

Held after

2.81K

Exercisable

—

8/15/2019

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

1.08K shares

Shares

−1.08K

Strike price

Held after

0.00

Exercisable

—

8/15/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock938.00 shares	8/15/2019	M · Option Exercise	−938.00		—	937.00
Restricted Stock Unit Direct	Common Stock1.05K shares	8/15/2019	M · Option Exercise	−1.05K		—	2.10K
Restricted Stock Unit Direct	Common Stock1.41K shares	8/15/2019	M · Option Exercise	−1.41K		—	2.81K
Restricted Stock Unit Direct	Common Stock1.08K shares	8/15/2019	M · Option Exercise	−1.08K		—	0.00

GRIFFITH CHRISTOPHER M. — Insider Transaction (Form 4) Filed Aug 19, 2019 | Finecho