GRIFFIN SEAN

PrivateCIK: 1479964

Location

PROVIDENCE, RI

GRIFFIN SEAN (Chief Operating Officer) exercised options at UNITED NATURAL FOODS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

GRIFFIN SEAN

Filed: 9/17/2019ACC: 0001020859-19-000080

InsiderGRIFFIN SEANCIK 1479964

→

IssuerUNITED NATURAL FOODS INCCIK 1020859

Officer· Chief Operating Officer

Since Sep 2018

-862.00

Net shares

Net seller

$10.4K

Total sold

0

Open market trades

0B · 0S

10

Total transactions

6.62K acquired · 7.48K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

Shares

+790.00

Price / share

—

Trade value

—

% of position

1.8%

9/15/2019

44.11K→44.90K

Common Stock

Direct

F · Tax Withholding

Shares

−296.00

Price / share

$12.09

Trade value

$3.58K

% of position

0.7%

9/15/2019

44.90K→44.60K

Common Stock

Direct

M · Option Exercise

Shares

+1.73K

Price / share

—

Trade value

—

% of position

3.9%

9/15/2019

44.60K→46.33K

Common Stock

Direct

F · Tax Withholding

Shares

−566.00

Price / share

$12.09

Trade value

$6.84K

% of position

1.2%

9/15/2019

46.33K→45.77K

Total

Net shares

+1.66K

Net value

-$10.42K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	9/15/2019	M · Option Exercise	+790.00	—	—	1.8%	44.11K	44.90K
Common Stock Direct	9/15/2019	F · Tax Withholding	−296.00	$12.09	$3.58K	0.7%	44.90K	44.60K
Common Stock Direct	9/15/2019	M · Option Exercise	+1.73K	—	—	3.9%	44.60K	46.33K
Common Stock Direct	9/15/2019	F · Tax Withholding	−566.00	$12.09	$6.84K	1.2%	46.33K	45.77K
Total			+1.66K		-$10.42K

Derivative Transactions6

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

790.00 shares

Shares

−790.00

Strike price

Held after

3.16K

Exercisable

—

9/15/2019

Restricted Stock Unit

Direct

D · Disposition

Converts to

Common Stock

2.37K shares

Shares

−2.37K

Strike price

Held after

790.00

Exercisable

—

9/15/2019

Phantom Stock

Direct

A · Award

Converts to

Common Stock

2.37K shares

Shares

+2.37K

Strike price

Held after

19.92K

Exercisable

—

9/15/2019

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

1.73K shares

Shares

−1.73K

Strike price

Held after

8.65K

Exercisable

—

9/15/2019

Restricted Stock Unit

Direct

D · Disposition

Converts to

Common Stock

1.73K shares

Shares

−1.73K

Strike price

Held after

6.92K

Exercisable

—

9/15/2019

Phantom Stock

Direct

A · Award

Converts to

Common Stock

1.73K shares

Shares

+1.73K

Strike price

Held after

21.65K

Exercisable

—

9/15/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock790.00 shares	9/15/2019	M · Option Exercise	−790.00		—	3.16K
Restricted Stock Unit Direct	Common Stock2.37K shares	9/15/2019	D · Disposition	−2.37K		—	790.00
Phantom Stock Direct	Common Stock2.37K shares	9/15/2019	A · Award	+2.37K		—	19.92K
Restricted Stock Unit Direct	Common Stock1.73K shares	9/15/2019	M · Option Exercise	−1.73K		—	8.65K
Restricted Stock Unit Direct	Common Stock1.73K shares	9/15/2019	D · Disposition	−1.73K		—	6.92K
Phantom Stock Direct	Common Stock1.73K shares	9/15/2019	A · Award	+1.73K		—	21.65K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned1.62K

Total

1.62K indirect1.62K

Security Title	Shares Owned	Ownership Type
Common Stock	1.62K	Indirect
Total	1.62K	1.62K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

GRIFFIN SEAN — Insider Transaction (Form 4) Filed Sep 17, 2019 | Finecho