GRIFFIN SEAN

PrivateCIK: 1479964
Location

PROVIDENCE, RI

GRIFFIN SEAN (Chief Operating Officer) exercised options at UNITED NATURAL FOODS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises
InsiderGRIFFIN SEANCIK 1479964
IssuerUNITED NATURAL FOODS INCCIK 1020859
Officer· Chief Operating Officer
Since Sep 2018
-1.21K
Net shares
Net seller
$40.9K
Total sold
0
Open market trades
0B · 0S
15
Total transactions
10.36K acquired · 11.57K disposed
Non-Derivative Transactions6

Common Stock

Direct
M · Option Exercise

Shares

+790.00

Price / share

Trade value

% of position

New position
9/15/2018
0.00790.00

Common Stock

Direct
F · Tax Withholding

Shares

296.00

Price / share

$33.53

Trade value

$9.92K

% of position

37.5%
9/15/2018
790.00494.00

Common Stock

Direct
M · Option Exercise

Shares

+1.73K

Price / share

Trade value

% of position

350.2%
9/15/2018
494.002.22K

Common Stock

Direct
F · Tax Withholding

Shares

566.00

Price / share

$33.53

Trade value

$18.98K

% of position

25.4%
9/15/2018
2.22K1.66K

Common Stock

Direct
M · Option Exercise

Shares

+936.00

Price / share

Trade value

% of position

56.5%
9/17/2018
1.66K2.59K

Common Stock

Direct
F · Tax Withholding

Shares

350.00

Price / share

$34.18

Trade value

$11.96K

% of position

13.5%
9/17/2018
2.59K2.24K
Total

Net shares

+2.24K

Net value

-$40.87K

Derivative Transactions9

Restricted Stock Unit

Direct
M · Option Exercise
Converts to

Common Stock

790.00 shares

Shares

790.00

Strike price

Held after

8.69K

Exercisable

9/15/2018

Restricted Stock Unit

Direct
D · Disposition
Converts to

Common Stock

2.37K shares

Shares

2.37K

Strike price

Held after

6.32K

Exercisable

9/15/2018

Phantom Stock

Direct
A · Award
Converts to

Common Stock

2.37K shares

Shares

+2.37K

Strike price

Held after

12.68K

Exercisable

9/15/2018

Restricted Stock Unit

Direct
M · Option Exercise
Converts to

Common Stock

1.73K shares

Shares

1.73K

Strike price

Held after

12.11K

Exercisable

9/15/2018

Restricted Stock Unit

Direct
D · Disposition
Converts to

Common Stock

1.73K shares

Shares

1.73K

Strike price

Held after

10.38K

Exercisable

9/15/2018

Phantom Stock

Direct
A · Award
Converts to

Common Stock

1.73K shares

Shares

+1.73K

Strike price

Held after

14.41K

Exercisable

9/15/2018

Restricted Stock Unit

Direct
M · Option Exercise
Converts to

Common Stock

936.00 shares

Shares

936.00

Strike price

Held after

6.54K

Exercisable

9/17/2018

Restricted Stock Unit

Direct
D · Disposition
Converts to

Common Stock

2.81K shares

Shares

2.81K

Strike price

Held after

3.74K

Exercisable

9/17/2018

Phantom Stock

Direct
A · Award
Converts to

Common Stock

2.81K shares

Shares

+2.81K

Strike price

Held after

17.22K

Exercisable

9/17/2018
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned1.63K
Total
1.63K indirect1.63K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
GRIFFIN SEAN — Insider Transaction (Form 4) Filed Sep 18, 2018 | Finecho