GRENFELL-GARDNER JASON reported 1 transaction at PFENEX INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/5/2020ACC: 0000899243-20-027414
-89K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
89K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−10K
Price / share
—
Trade value
—
% of position
New position
10/1/2020
10K→0.00
Total
Net shares
−10K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/1/2020 | U · U | −10K | — | — | New position | 10K | 0.00 |
| Total | −10K | $0.00 | ||||||
Derivative Transactions4
Stock Option (right to buy)
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
4.92
Held after
0.00
Exercisable
—
10/1/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
18K shares
Shares
−18K
Strike price
6.33
Held after
0.00
Exercisable
—
10/1/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
18K shares
Shares
−18K
Strike price
5.78
Held after
0.00
Exercisable
—
10/1/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
18K shares
Shares
−18K
Strike price
6.43
Held after
0.00
Exercisable
—
10/1/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock25K shares | 10/1/2020 | U · U | −25K | 4.92 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock18K shares | 10/1/2020 | U · U | −18K | 6.33 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock18K shares | 10/1/2020 | U · U | −18K | 5.78 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock18K shares | 10/1/2020 | U · U | −18K | 6.43 | — | 0.00 |