GREIG ANDREW CARLYLE

PrivateCIK: 1652486

Location

TENERIFFE, QLD, C3

GREIG ANDREW CARLYLE enters TMC THE METALS CO INC. with 4.10M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

GREIG ANDREW CARLYLE

Filed: 10/12/2022ACC: 0001104659-22-108209

InsiderGREIG ANDREW CARLYLECIK 1652486

→

IssuerTMC THE METALS CO INC.CIK 1798562

Director

Since Sep 2022

4.10M

Baseline shares

100% direct

4.10M

Direct ownership

1 position

3.13M

Derivative underlying

11 instruments

1

Security positions

All direct

Non-Derivative Holdings1

Common Shares

Direct

Shares owned4.10M

Total

4.10M direct4.10M

Security Title	Shares Owned	Ownership Type
Common Shares	4.10M	Direct
Total	4.10M	4.10M direct

Derivative Holdings11

Class E Special Shares

Direct

Underlying security

Common Shares

Underlying shares

357.46K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Shares

Underlying shares

11.58K

Shares owned

N/A

Exercise price

0.52

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Shares

Underlying shares

578.93K

Shares owned

N/A

Exercise price

2.60

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Shares

Underlying shares

126.41K

Shares owned

N/A

Exercise price

0.65

Expiration

—

Exercise window

—

Class G Special Shares

Direct

Underlying security

Common Shares

Underlying shares

446.82K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Class F Special Shares

Direct

Underlying security

Common Shares

Underlying shares

357.46K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Class B Special Shares

Direct

Underlying security

Common Shares

Underlying shares

178.73K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Class C Special Shares

Direct

Underlying security

Common Shares

Underlying shares

178.73K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Class D Special Shares

Direct

Underlying security

Common Shares

Underlying shares

357.46K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Class A Special Shares

Direct

Underlying security

Common Shares

Underlying shares

89.36K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Class H Special Shares

Direct

Underlying security

Common Shares

Underlying shares

446.82K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

3.13M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class E Special Shares Direct	Common Shares		—	—	357.46K	N/A
Stock Option (right to buy) Direct	Common Shares	0.52	—	—	11.58K	N/A
Stock Option (right to buy) Direct	Common Shares	2.60	—	—	578.93K	N/A
Stock Option (right to buy) Direct	Common Shares	0.65	—	—	126.41K	N/A
Class G Special Shares Direct	Common Shares		—	—	446.82K	N/A
Class F Special Shares Direct	Common Shares		—	—	357.46K	N/A
Class B Special Shares Direct	Common Shares		—	—	178.73K	N/A
Class C Special Shares Direct	Common Shares		—	—	178.73K	N/A
Class D Special Shares Direct	Common Shares		—	—	357.46K	N/A
Class A Special Shares Direct	Common Shares		—	—	89.36K	N/A
Class H Special Shares Direct	Common Shares		—	—	446.82K	N/A
Total					3.13M	0.00

GREIG ANDREW CARLYLE — Initial Ownership Disclosure (Form 3) Filed Oct 12, 2022 | Finecho