GREGORY JAMES P exercised options at VERTEX ENERGY INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 8/26/2022ACC: 0001580695-22-000080
0.00
Net shares
Net seller
$96.5K
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
90K acquired · 90K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
−30K
Price / share
—
Trade value
—
% of position
50.0%
3/3/2022
60K→30K
Common Stock
Indirect
Shares
+30K
Price / share
—
Trade value
—
% of position
New position
3/3/2022
0.00→30K
Common Stock
Direct
Shares
+45K
Price / share
$1.45
Trade value
$65.25K
% of position
150.0%
8/22/2022
30K→75K
Common Stock
Direct
Shares
+15K
Price / share
$2.08
Trade value
$31.20K
% of position
20.0%
8/22/2022
75K→90K
Total
Net shares
+60K
Net value
$96.45K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/3/2022 | G · Gift | −30K | — | — | 50.0% | 60K | 30K |
| Common Stock Indirect | 3/3/2022 | G · Gift | +30K | — | — | New position | 0.00 | 30K |
| Common Stock Direct | 8/22/2022 | M · Option Exercise | +45K | $1.45 | $65.25K | 150.0% | 30K | 75K |
| Common Stock Direct | 8/22/2022 | M · Option Exercise | +15K | $2.08 | $31.20K | 20.0% | 75K | 90K |
| Total | +60K | $96.45K | ||||||
Derivative Transactions2
Stock Option
Direct
Converts to
Common Stock
45K shares
Shares
−45K
Strike price
1.45
Held after
15K
Exercisable
—
8/22/2022
Stock Option
Direct
Converts to
Common Stock
15K shares
Shares
−15K
Strike price
2.08
Held after
45K
Exercisable
—
8/22/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock45K shares | 8/22/2022 | M · Option Exercise | −45K | 1.45 | — | 15K |
| Stock Option Direct | Common Stock15K shares | 8/22/2022 | M · Option Exercise | −15K | 2.08 | — | 45K |