Filed: 8/29/2023ACC: 0001062993-23-017201
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
8% Convertible Promissory Note due 2026
Direct
Converts to
Common Stock, par value $0.001
43.48K shares
Shares
+N/A
Strike price
1.15
Held after
N/A
Exercisable
—
8/25/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 8% Convertible Promissory Note due 2026 Direct | Common Stock, par value $0.00143.48K shares | 8/25/2023 | A · Award | +N/A | 1.15 | — | N/A |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.001
DirectShares owned212.57K
Total
212.57K direct212.57K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.001 | 212.57K | Direct |
| Total | 212.57K | 212.57K direct |
Derivative Holdings (Post-Transaction)5
Restricted Stock Units
DirectUnderlying security
Common Stock, par value $0.001
Underlying shares
56.82K
Shares owned
56.82K
Exercise price
0
Expiration
—
Exercise window
—
Warrant (Right to Buy)
DirectUnderlying security
Common Stock, par value $0.001
Underlying shares
6.40K
Shares owned
6.40K
Exercise price
4.6
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Common Stock, par value $0.001
Underlying shares
30K
Shares owned
30K
Exercise price
0
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock, par value $0.001
Underlying shares
10K
Shares owned
10K
Exercise price
3.505
Expiration
—
Exercise window
—
Warrant (Right to Buy)
DirectUnderlying security
Common Stock, par value $0.001
Underlying shares
15.55K
Shares owned
15.55K
Exercise price
3.215
Expiration
—
Exercise window
—
Total
Underlying
118.77K
Owned
118.77K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, par value $0.001 | 0 | — | — | 56.82K | 56.82K |
| Warrant (Right to Buy) Direct | Common Stock, par value $0.001 | 4.6 | — | — | 6.40K | 6.40K |
| Restricted Stock Units Direct | Common Stock, par value $0.001 | 0 | — | — | 30K | 30K |
| Stock Option (Right to Buy) Direct | Common Stock, par value $0.001 | 3.505 | — | — | 10K | 10K |
| Warrant (Right to Buy) Direct | Common Stock, par value $0.001 | 3.215 | — | — | 15.55K | 15.55K |
| Total | 118.77K | 118.77K | ||||