GRAY MICHAEL A (SVP, Chief Operating Officer) exercised options at SEARS HOMETOWN STORES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 1/31/2019ACC: 0001548309-19-000025
Officer· SVP, Chief Operating Officer
Since Jan 2019
-20.70K
Net shares
Net seller
$43.5K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
20.70K acquired · 41.40K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+6.67K
Price / share
—
Trade value
—
% of position
144.9%
1/30/2019
4.60K→11.27K
Common Stock
Direct
Shares
+14.04K
Price / share
—
Trade value
—
% of position
124.6%
1/30/2019
11.27K→25.30K
Common Stock
Direct
Shares
−20.70K
Price / share
$2.10
Trade value
$43.47K
% of position
81.8%
1/30/2019
25.30K→4.60K
Total
Net shares
+0.00
Net value
-$43.47K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/30/2019 | M · Option Exercise | +6.67K | — | — | 144.9% | 4.60K | 11.27K |
| Common Stock Direct | 1/30/2019 | M · Option Exercise | +14.04K | — | — | 124.6% | 11.27K | 25.30K |
| Common Stock Direct | 1/30/2019 | D · Disposition | −20.70K | $2.10 | $43.47K | 81.8% | 25.30K | 4.60K |
| Total | +0.00 | -$43.47K | ||||||
Derivative Transactions2
Phantom Stock (stock units)
Direct
Converts to
Common Stock
6.67K shares
Shares
−6.67K
Strike price
0.0
Held after
6.67K
Exercisable
—
1/30/2019
Phantom Stock (stock units)
Direct
Converts to
Common Stock
14.04K shares
Shares
−14.04K
Strike price
0.0
Held after
28.07K
Exercisable
—
1/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock (stock units) Direct | Common Stock6.67K shares | 1/30/2019 | M · Option Exercise | −6.67K | 0.0 | — | 6.67K |
| Phantom Stock (stock units) Direct | Common Stock14.04K shares | 1/30/2019 | M · Option Exercise | −14.04K | 0.0 | — | 28.07K |