GRAY AMY B (EVP, Chief HR Officer) exercised options at STAGE STORES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

GRAY AMY B

Filed: 3/30/2020ACC: 0000006885-20-000045

InsiderGRAY AMY BCIK 1703481

→

IssuerSTAGE STORES INCCIK 6885

Officer· EVP, Chief HR Officer

Since Nov 2018

-63.75K

Net shares

Net seller

$26.7K

Total sold

Open market trades

0B · 0S

Total transactions

63.75K acquired · 127.50K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+30K

Price / share

—

Trade value

—

% of position

34.4%

3/26/2020

87.25K→117.25K

Common Stock

Direct

D · Disposition

−30K

Price / share

$0.44

Trade value

$13.20K

% of position

25.6%

3/26/2020

117.25K→87.25K

Common Stock

Direct

M · Option Exercise

+18.75K

Price / share

—

Trade value

—

% of position

21.5%

3/27/2020

87.25K→106K

Common Stock

Direct

D · Disposition

−18.75K

Price / share

$0.40

Trade value

$7.50K

% of position

17.7%

3/27/2020

106K→87.25K

Common Stock

Direct

M · Option Exercise

+15K

Price / share

—

Trade value

—

% of position

17.2%

3/28/2020

87.25K→102.25K

Common Stock

Direct

D · Disposition

−15K

Price / share

$0.40

Trade value

$6K

% of position

14.7%

3/28/2020

102.25K→87.25K

Total

Net shares

+0.00

Net value

-$26.70K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/26/2020	M · Option Exercise	+30K	—	—	34.4%	87.25K	117.25K
Common Stock Direct	3/26/2020	D · Disposition	−30K	$0.44	$13.20K	25.6%	117.25K	87.25K
Common Stock Direct	3/27/2020	M · Option Exercise	+18.75K	—	—	21.5%	87.25K	106K
Common Stock Direct	3/27/2020	D · Disposition	−18.75K	$0.40	$7.50K	17.7%	106K	87.25K
Common Stock Direct	3/28/2020	M · Option Exercise	+15K	—	—	17.2%	87.25K	102.25K
Common Stock Direct	3/28/2020	D · Disposition	−15K	$0.40	$6K	14.7%	102.25K	87.25K
Total			+0.00		-$26.70K

Derivative Transactions3

2019 Restricted Stock Unit - 3/26/2019

Direct

M · Option Exercise

Converts to

Common Stock

30K shares

−30K

Strike price

Held after

90K

Exercisable

—

3/26/2020

2018 Restricted Stock Unit - 3/27/2018

Direct

M · Option Exercise

Converts to

Common Stock

18.75K shares

−18.75K

Strike price

Held after

37.50K

Exercisable

—

3/27/2020

2017 Restricted Stock Unit - 3/28/2017

Direct

M · Option Exercise

Converts to

Common Stock

15K shares

−15K

Strike price

Held after

15K

Exercisable

—

3/28/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
2019 Restricted Stock Unit - 3/26/2019 Direct	Common Stock30K shares	3/26/2020	M · Option Exercise	−30K	—	90K
2018 Restricted Stock Unit - 3/27/2018 Direct	Common Stock18.75K shares	3/27/2020	M · Option Exercise	−18.75K	—	37.50K
2017 Restricted Stock Unit - 3/28/2017 Direct	Common Stock15K shares	3/28/2020	M · Option Exercise	−15K	—	15K