GRANT JEROME ALAN (Chief Executive Officer) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

GRANT JEROME ALAN

Filed: 12/12/2023ACC: 0001261654-23-000113

InsiderGRANT JEROME ALANCIK 1723537

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IssuerUNIVERSAL TECHNICAL INSTITUTE INCCIK 1261654

DirectorOfficer· Chief Executive Officer

Since Feb 2026

+208.87K

Net shares

Net buyer

$516.1K

Total sold

Open market trades

0B · 0S

Total transactions

357.38K acquired · 148.52K disposed

Non-Derivative Transactions6

Common Stock, $0.0001 par value

Direct

M · Option Exercise

+26.62K

Price / share

—

Trade value

—

% of position

24.5%

12/8/2023

108.88K→135.50K

Common Stock, $0.0001 par value

Direct

F · Tax Withholding

−11.01K

Price / share

$11.88

Trade value

$130.76K

% of position

8.1%

12/8/2023

135.50K→124.49K

Common Stock, $0.0001 par value

Direct

M · Option Exercise

+46.51K

Price / share

—

Trade value

—

% of position

37.4%

12/8/2023

124.49K→171K

Common Stock, $0.0001 par value

Direct

F · Tax Withholding

−19.23K

Price / share

$11.88

Trade value

$228.46K

% of position

11.2%

12/8/2023

171K→151.77K

Common Stock, $0.0001 par value

Direct

M · Option Exercise

+31.94K

Price / share

—

Trade value

—

% of position

21.0%

12/10/2023

151.77K→183.71K

Common Stock, $0.0001 par value

Direct

F · Tax Withholding

−13.21K

Price / share

$11.88

Trade value

$156.91K

% of position

7.2%

12/10/2023

183.71K→170.50K

Total

Net shares

+61.62K

Net value

-$516.14K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $0.0001 par value Direct	12/8/2023	M · Option Exercise	+26.62K	—	—	24.5%	108.88K	135.50K
Common Stock, $0.0001 par value Direct	12/8/2023	F · Tax Withholding	−11.01K	$11.88	$130.76K	8.1%	135.50K	124.49K
Common Stock, $0.0001 par value Direct	12/8/2023	M · Option Exercise	+46.51K	—	—	37.4%	124.49K	171K
Common Stock, $0.0001 par value Direct	12/8/2023	F · Tax Withholding	−19.23K	$11.88	$228.46K	11.2%	171K	151.77K
Common Stock, $0.0001 par value Direct	12/10/2023	M · Option Exercise	+31.94K	—	—	21.0%	151.77K	183.71K
Common Stock, $0.0001 par value Direct	12/10/2023	F · Tax Withholding	−13.21K	$11.88	$156.91K	7.2%	183.71K	170.50K
Total			+61.62K		-$516.14K

Derivative Transactions5

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $0.0001 par value

26.62K shares

−26.62K

Strike price

Held after

26.62K

Exercisable

—

12/8/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $0.0001 par value

46.51K shares

−46.51K

Strike price

Held after

93.02K

Exercisable

—

12/8/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock, $0.0001 par value

87.76K shares

+87.76K

Strike price

Held after

87.76K

Exercisable

—

12/8/2023

Performance Units

Direct

A · Award

Converts to

Common Stock, $0.0001 par value

164.55K shares

+164.55K

Strike price

Held after

164.55K

Exercisable

—

12/8/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $0.0001 par value

31.94K shares

−31.94K

Strike price

Held after

0.00

Exercisable

—

12/10/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock, $0.0001 par value26.62K shares	12/8/2023	M · Option Exercise	−26.62K	—	26.62K
Restricted Stock Units Direct	Common Stock, $0.0001 par value46.51K shares	12/8/2023	M · Option Exercise	−46.51K	—	93.02K
Restricted Stock Units Direct	Common Stock, $0.0001 par value87.76K shares	12/8/2023	A · Award	+87.76K	—	87.76K
Performance Units Direct	Common Stock, $0.0001 par value164.55K shares	12/8/2023	A · Award	+164.55K	—	164.55K
Restricted Stock Units Direct	Common Stock, $0.0001 par value31.94K shares	12/10/2023	M · Option Exercise	−31.94K	—	0.00