GRAMLEY KURTIS DEAN sold 15K shares of AVALON HOLDINGS CORP on the open market

Open‑market sale worth $68.2K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 7 sales

GRAMLEY KURTIS DEAN

Filed: 11/13/2018ACC: 0001437749-18-020458

InsiderGRAMLEY KURTIS DEANCIK 1398071

→

IssuerAVALON HOLDINGS CORPCIK 1061069

Director

Since Nov 2018

-15K

Net shares

Net seller

$68.2K

Total sold

Open market trades

0B · 7S

Total transactions

15K acquired · 30K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+15K

Price / share

$2.48

Trade value

$37.20K

% of position

New position

11/9/2018

0.00→15K

Common Stock

Direct

S · Sale

−307.00

Price / share

$4.65

Trade value

$1.43K

% of position

2.0%

11/9/2018

15K→14.69K

Common Stock

Direct

S · Sale

−313.00

Price / share

$4.64

Trade value

$1.45K

% of position

2.1%

11/9/2018

14.69K→14.38K

Common Stock

Direct

S · Sale

−1K

Price / share

$4.63

Trade value

$4.63K

% of position

7.0%

11/9/2018

14.38K→13.38K

Common Stock

Direct

S · Sale

−4.23K

Price / share

$4.60

Trade value

$19.45K

% of position

31.6%

11/9/2018

13.38K→9.15K

Common Stock

Direct

S · Sale

−532.00

Price / share

$4.55

Trade value

$2.42K

% of position

5.8%

11/9/2018

9.15K→8.62K

Common Stock

Direct

S · Sale

−900.00

Price / share

$4.52

Trade value

$4.07K

% of position

10.4%

11/9/2018

8.62K→7.72K

Common Stock

Direct

S · Sale

−7.72K

Price / share

$4.50

Trade value

$34.73K

% of position

New position

11/9/2018

7.72K→0.00

Total

Net shares

+0.00

Net value

-$30.99K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/9/2018	M · Option Exercise	+15K	$2.48	$37.20K	New position	0.00	15K
Common Stock Direct	11/9/2018	S · Sale	−307.00	$4.65	$1.43K	2.0%	15K	14.69K
Common Stock Direct	11/9/2018	S · Sale	−313.00	$4.64	$1.45K	2.1%	14.69K	14.38K
Common Stock Direct	11/9/2018	S · Sale	−1K	$4.63	$4.63K	7.0%	14.38K	13.38K
Common Stock Direct	11/9/2018	S · Sale	−4.23K	$4.60	$19.45K	31.6%	13.38K	9.15K
Common Stock Direct	11/9/2018	S · Sale	−532.00	$4.55	$2.42K	5.8%	9.15K	8.62K
Common Stock Direct	11/9/2018	S · Sale	−900.00	$4.52	$4.07K	10.4%	8.62K	7.72K
Common Stock Direct	11/9/2018	S · Sale	−7.72K	$4.50	$34.73K	New position	7.72K	0.00
Total			+0.00		-$30.99K

Derivative Transactions1

Stock Options (Right to Buy)

Direct

M · Option Exercise

Converts to

Class A Common Stock

15K shares

−15K

Strike price

2.48

Held after

75K

Exercisable

—

11/9/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options (Right to Buy) Direct	Class A Common Stock15K shares	11/9/2018	M · Option Exercise	−15K	2.48	—	75K