GRAFTON SUZANNE M (VP & Chief Accounting Officer) reported 2 transactions at KANSAS CITY SOUTHERN
Review the transaction codes below to understand the nature of each event.
Filed: 12/15/2021ACC: 0001062993-21-012927
Officer· VP & Chief Accounting Officer
Since Aug 2018
-13.61K
Net shares
Net seller
$784.9K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
13.61K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−2.70K
Price / share
$290.71
Trade value
$784.92K
% of position
24.7%
12/14/2021
10.91K→8.21K
Common Stock
Direct
Shares
−8.21K
Price / share
—
Trade value
—
% of position
New position
12/14/2021
8.21K→0.00
Total
Net shares
−10.91K
Net value
-$784.92K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/14/2021 | F · Tax Withholding | −2.70K | $290.71 | $784.92K | 24.7% | 10.91K | 8.21K |
| Common Stock Direct | 12/14/2021 | D · Disposition | −8.21K | — | — | New position | 8.21K | 0.00 |
| Total | −10.91K | -$784.92K | ||||||
Derivative Transactions3
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
621.00 shares
Shares
−621.00
Strike price
110.13
Held after
0.00
Exercisable
—
12/14/2021
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
1K shares
Shares
−1K
Strike price
171.86
Held after
0.00
Exercisable
—
12/14/2021
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
1.07K shares
Shares
−1.07K
Strike price
211.1
Held after
0.00
Exercisable
—
12/14/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | Common Stock621.00 shares | 12/14/2021 | D · Disposition | −621.00 | 110.13 | — | 0.00 |
| Employee Stock Option (Right to Buy) Direct | Common Stock1K shares | 12/14/2021 | D · Disposition | −1K | 171.86 | — | 0.00 |
| Employee Stock Option (Right to Buy) Direct | Common Stock1.07K shares | 12/14/2021 | D · Disposition | −1.07K | 211.1 | — | 0.00 |