GRAFTON SUZANNE M (VP & Chief Accounting Officer) sold 23.8% of their position (3.40K shares) of KANSAS CITY SOUTHERN on the open market

Open‑market sale worth $1.04M — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

GRAFTON SUZANNE M

Filed: 10/27/2021ACC: 0000054480-21-000230

InsiderGRAFTON SUZANNE MCIK 1712060

→

IssuerKANSAS CITY SOUTHERNCIK 54480

Officer· VP & Chief Accounting Officer

Since Aug 2018

-3.40K

Net shares

Net seller

$1.04M

Total sold

Open market trades

0B · 1S

Total transactions

3.40K acquired · 6.80K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+394.00

Price / share

$119.35

Trade value

$47.02K

% of position

3.6%

10/26/2021

10.91K→11.30K

Common Stock

Direct

M · Option Exercise

+1.26K

Price / share

$105.83

Trade value

$133.56K

% of position

11.2%

10/26/2021

11.30K→12.57K

Common Stock

Direct

M · Option Exercise

+1.24K

Price / share

$110.13

Trade value

$136.89K

% of position

9.9%

10/26/2021

12.57K→13.81K

Common Stock

Direct

M · Option Exercise

+502.00

Price / share

$171.86

Trade value

$86.27K

% of position

3.6%

10/26/2021

13.81K→14.31K

Common Stock

Direct

S · Sale

−3.40K

Price / share

$305.30

Trade value

$1.04M

% of position

23.8%

10/26/2021

14.31K→10.91K

Total

Net shares

+0.00

Net value

-$634.57K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	10/26/2021	M · Option Exercise	+394.00	$119.35	$47.02K	3.6%	10.91K	11.30K
Common Stock Direct	10/26/2021	M · Option Exercise	+1.26K	$105.83	$133.56K	11.2%	11.30K	12.57K
Common Stock Direct	10/26/2021	M · Option Exercise	+1.24K	$110.13	$136.89K	9.9%	12.57K	13.81K
Common Stock Direct	10/26/2021	M · Option Exercise	+502.00	$171.86	$86.27K	3.6%	13.81K	14.31K
Common Stock Direct	10/26/2021	S · Sale	−3.40K	$305.30	$1.04M	23.8%	14.31K	10.91K
Total			+0.00		-$634.57K

Derivative Transactions4

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

394.00 shares

−394.00

Strike price

119.35

Held after

0.00

Exercisable

—

10/26/2021

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.26K shares

−1.26K

Strike price

105.83

Held after

0.00

Exercisable

—

10/26/2021

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.24K shares

−1.24K

Strike price

110.13

Held after

621.00

Exercisable

—

10/26/2021

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

502.00 shares

−502.00

Strike price

171.86

Held after

Exercisable

—

10/26/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to Buy) Direct	Common Stock394.00 shares	10/26/2021	M · Option Exercise	−394.00	119.35	—	0.00
Employee Stock Option (Right to Buy) Direct	Common Stock1.26K shares	10/26/2021	M · Option Exercise	−1.26K	105.83	—	0.00
Employee Stock Option (Right to Buy) Direct	Common Stock1.24K shares	10/26/2021	M · Option Exercise	−1.24K	110.13	—	621.00
Employee Stock Option (Right to Buy) Direct	Common Stock502.00 shares	10/26/2021	M · Option Exercise	−502.00	171.86	—	1K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.07K

Shares owned

1.07K

Exercise price

211.1

Expiration

—

Exercise window

—

Total

Underlying

1.07K

Owned

1.07K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Direct	Common Stock	211.1	—	—	1.07K	1.07K
Total					1.07K	1.07K