GRAFTON SUZANNE M (VP & Chief Accounting Officer) reported 1 transaction at KANSAS CITY SOUTHERN

Review the transaction codes below to understand the nature of each event.

GRAFTON SUZANNE M

Filed: 2/16/2021ACC: 0000054480-21-000052

InsiderGRAFTON SUZANNE MCIK 1712060

→

IssuerKANSAS CITY SOUTHERNCIK 54480

Officer· VP & Chief Accounting Officer

Since Aug 2018

-29.00

Net shares

Net seller

$6.1K

Total sold

Open market trades

0B · 0S

Total transactions

29.00 disposed

Non-Derivative Transactions1

Common Stock

Direct

F · Tax Withholding

−29.00

Price / share

$209.36

Trade value

$6.07K

% of position

0.3%

2/12/2021

11.52K→11.49K

Total

Net shares

−29.00

Net value

-$6.07K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/12/2021	F · Tax Withholding	−29.00	$209.36	$6.07K	0.3%	11.52K	11.49K
Total			−29.00		-$6.07K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.07K

Shares owned

1.07K

Exercise price

211.1

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.86K

Shares owned

1.86K

Exercise price

110.13

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

394.00

Shares owned

394.00

Exercise price

119.35

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.26K

Shares owned

1.26K

Exercise price

105.83

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.50K

Shares owned

1.50K

Exercise price

171.86

Expiration

—

Exercise window

—

Total

Underlying

6.10K

Owned

6.10K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Direct	Common Stock	211.1	—	—	1.07K	1.07K
Employee Stock Option (Right to Buy) Direct	Common Stock	110.13	—	—	1.86K	1.86K
Employee Stock Option (Right to Buy) Direct	Common Stock	119.35	—	—	394.00	394.00
Employee Stock Option (Right to Buy) Direct	Common Stock	105.83	—	—	1.26K	1.26K
Employee Stock Option (Right to Buy) Direct	Common Stock	171.86	—	—	1.50K	1.50K
Total					6.10K	6.10K