GRAFTON SUZANNE M (VP & Chief Accounting Officer) received a stock award from KANSAS CITY SOUTHERN

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

GRAFTON SUZANNE M

Filed: 2/5/2021ACC: 0000054480-21-000042

InsiderGRAFTON SUZANNE MCIK 1712060

→

IssuerKANSAS CITY SOUTHERNCIK 54480

Officer· VP & Chief Accounting Officer

Since Aug 2018

+2.96K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

2.96K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+1.89K

Price / share

—

Trade value

—

% of position

19.6%

2/3/2021

9.63K→11.52K

Total

Net shares

+1.89K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/3/2021	A · Award	+1.89K	—	—	19.6%	9.63K	11.52K
Total			+1.89K		$0.00

Derivative Transactions1

Employee Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

1.07K shares

+1.07K

Strike price

211.1

Held after

1.07K

Exercisable

—

2/3/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to Buy) Direct	Common Stock1.07K shares	2/3/2021	A · Award	+1.07K	211.1	—	1.07K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)4

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.86K

Shares owned

1.86K

Exercise price

110.13

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

394.00

Shares owned

394.00

Exercise price

119.35

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.26K

Shares owned

1.26K

Exercise price

105.83

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.50K

Shares owned

1.50K

Exercise price

171.86

Expiration

—

Exercise window

—

Total

Underlying

5.03K

Owned

5.03K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Direct	Common Stock	110.13	—	—	1.86K	1.86K
Employee Stock Option (Right to Buy) Direct	Common Stock	119.35	—	—	394.00	394.00
Employee Stock Option (Right to Buy) Direct	Common Stock	105.83	—	—	1.26K	1.26K
Employee Stock Option (Right to Buy) Direct	Common Stock	171.86	—	—	1.50K	1.50K
Total					5.03K	5.03K