GRAFFAM FRED (Senior Vice President & CFO) exercised options at ASCENT CAPITAL GROUP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 5/9/2019ACC: 0001437106-19-000032
Officer· Senior Vice President & CFO
Since Oct 2018
-40.76K
Net shares
Net seller
$28.6K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
40.76K acquired · 81.52K disposed
Non-Derivative Transactions4
Series A Common Stock
Direct
Shares
+20.38K
Price / share
—
Trade value
—
% of position
173.9%
5/7/2019
11.72K→32.10K
Series A Common Stock
Direct
Shares
−20.38K
Price / share
$0.70
Trade value
$14.28K
% of position
63.5%
5/7/2019
32.10K→11.72K
Series A Common Stock
Direct
Shares
+20.38K
Price / share
—
Trade value
—
% of position
173.9%
5/7/2019
11.72K→32.10K
Series A Common Stock
Direct
Shares
−20.38K
Price / share
$0.70
Trade value
$14.28K
% of position
63.5%
5/7/2019
32.10K→11.72K
Total
Net shares
+0.00
Net value
-$28.56K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Series A Common Stock Direct | 5/7/2019 | M · Option Exercise | +20.38K | — | — | 173.9% | 11.72K | 32.10K |
| Series A Common Stock Direct | 5/7/2019 | D · Disposition | −20.38K | $0.70 | $14.28K | 63.5% | 32.10K | 11.72K |
| Series A Common Stock Direct | 5/7/2019 | M · Option Exercise | +20.38K | — | — | 173.9% | 11.72K | 32.10K |
| Series A Common Stock Direct | 5/7/2019 | D · Disposition | −20.38K | $0.70 | $14.28K | 63.5% | 32.10K | 11.72K |
| Total | +0.00 | -$28.56K | ||||||
Derivative Transactions2
Phantom Units
Direct
Converts to
Series A Common Stock
20.38K shares
Shares
−20.38K
Strike price
Held after
40.76K
Exercisable
—
5/7/2019
Phantom Units
Direct
Converts to
Series A Common Stock
20.38K shares
Shares
−20.38K
Strike price
Held after
0.00
Exercisable
—
5/7/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Units Direct | Series A Common Stock20.38K shares | 5/7/2019 | M · Option Exercise | −20.38K | — | 40.76K | |
| Phantom Units Direct | Series A Common Stock20.38K shares | 5/7/2019 | M · Option Exercise | −20.38K | — | 0.00 |