GRAFF JEREMY R. (See Remarks) exercised options at ALLARITY THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 10/9/2026ACC: 0001213900-26-108573
Officer· See Remarks
Since Sep 2024
-32.43K
Net shares
Net seller
$35.2K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
87.64K acquired · 120.07K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+48.15K
Price / share
—
Trade value
—
% of position
193.5%
1/22/2026
24.88K→73.03K
Common Stock
Direct
Shares
−17.81K
Price / share
$1.18
Trade value
$21.02K
% of position
24.4%
1/22/2026
73.03K→55.21K
Common Stock
Direct
Shares
+39.49K
Price / share
—
Trade value
—
% of position
71.5%
9/30/2026
55.21K→94.71K
Common Stock
Direct
Shares
−14.61K
Price / share
$0.97
Trade value
$14.17K
% of position
15.4%
9/30/2026
94.71K→80.09K
Total
Net shares
+55.21K
Net value
-$35.20K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/22/2026 | M · Option Exercise | +48.15K | — | — | 193.5% | 24.88K | 73.03K |
| Common Stock Direct | 1/22/2026 | F · Tax Withholding | −17.81K | $1.18 | $21.02K | 24.4% | 73.03K | 55.21K |
| Common Stock Direct | 9/30/2026 | M · Option Exercise | +39.49K | — | — | 71.5% | 55.21K | 94.71K |
| Common Stock Direct | 9/30/2026 | F · Tax Withholding | −14.61K | $0.97 | $14.17K | 15.4% | 94.71K | 80.09K |
| Total | +55.21K | -$35.20K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
48.15K shares
Shares
−48.15K
Strike price
Held after
175.28K
Exercisable
—
1/22/2026
Restricted Stock Units
Direct
Converts to
Common Stock
39.49K shares
Shares
−39.49K
Strike price
Held after
269.12K
Exercisable
—
9/30/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock48.15K shares | 1/22/2026 | M · Option Exercise | −48.15K | — | 175.28K | |
| Restricted Stock Units Direct | Common Stock39.49K shares | 9/30/2026 | M · Option Exercise | −39.49K | — | 269.12K |