Filed: 1/18/2024ACC: 0001542265-24-000001
📋 What this filing means
GRADIENT INVESTMENTS LLC filed this quarterly 13F‑HR report disclosing 1832 equity positions with a total reported market value of $4.14B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1832
Positions
$4.14B
Total AUM (reported)
72.18M
Total Shares
Allocation by class
COM$1.68B40.6%
PORTFOLIO S&P500$209.97M5.1%
GRADIENT TACTIC$168.91M4.1%
ISHS 5-10YR INVT$116.32M2.8%
PORTFOLIO AGRGTE$110.57M2.7%
PORTFOLIO DEVLPD$107.70M2.6%
MORTGAGE ETF$91.95M2.2%
Portfolio Concentration
Top 3$495.20M12.0%
4–10$615.22M14.9%
11–25$738.06M17.8%
Rest$2.29B55.3%
Top 3 weight
12.0%
Top 10 weight
26.9%
Voting Authority Distribution
Total shares with voting rights: 72.18M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
72.18M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1832
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1832
Rows:
SPDR SER TR
SOLEShares3.76M
TypeSH
Market value$209.97M
5.08%
Sole
0.00
Shared
0.00
None
3.76M
INNOVATOR ETFS TR
SOLEShares6.99M
TypeSH
Market value$168.91M
4.08%
Sole
0.00
Shared
0.00
None
6.99M
ISHARES TR
SOLEShares2.24M
TypeSH
Market value$116.32M
2.81%
Sole
0.00
Shared
0.00
None
2.24M
SPDR SER TR
SOLEShares4.31M
TypeSH
Market value$110.57M
2.67%
Sole
0.00
Shared
0.00
None
4.31M
SPDR INDEX SHS FDS
SOLEShares3.17M
TypeSH
Market value$107.70M
2.60%
Sole
0.00
Shared
0.00
None
3.17M
DOUBLELINE ETF TRUST
SOLEShares1.86M
TypeSH
Market value$91.95M
2.22%
Sole
0.00
Shared
0.00
None
1.86M
JANUS DETROIT STR TR
SOLEShares1.92M
TypeSH
Market value$88.24M
2.13%
Sole
0.00
Shared
0.00
None
1.92M
APPLE INC
SOLEShares414.97K
TypeSH
Market value$79.89M
1.93%
Sole
0.00
Shared
0.00
None
414.97K
INNOVATOR ETFS TR
SOLEShares1.86M
TypeSH
Market value$69.87M
1.69%
Sole
0.00
Shared
0.00
None
1.86M
ISHARES TR
SOLEShares455.41K
TypeSH
Market value$67.01M
1.62%
Sole
0.00
Shared
0.00
None
455.41K
GOLDMAN SACHS ETF TR
SOLEShares2.30M
TypeSH
Market value$64.55M
1.56%
Sole
0.00
Shared
0.00
None
2.30M
MICROSOFT CORP
SOLEShares162.69K
TypeSH
Market value$61.18M
1.48%
Sole
0.00
Shared
0.00
None
162.69K
SSGA ACTIVE ETF TR
SOLEShares1.46M
TypeSH
Market value$58.94M
1.43%
Sole
0.00
Shared
0.00
None
1.46M
INVESCO ACTIVELY MANAGED ETF
SOLEShares1.18M
TypeSH
Market value$58.90M
1.42%
Sole
0.00
Shared
0.00
None
1.18M
AMAZON COM INC
SOLEShares376.83K
TypeSH
Market value$57.26M
1.38%
Sole
0.00
Shared
0.00
None
376.83K
WORLD GOLD TR
SOLEShares1.39M
TypeSH
Market value$56.85M
1.37%
Sole
0.00
Shared
0.00
None
1.39M
ALPHABET INC
SOLEShares374.44K
TypeSH
Market value$52.77M
1.28%
Sole
0.00
Shared
0.00
None
374.44K
JANUS DETROIT STR TR
SOLEShares902.77K
TypeSH
Market value$45.41M
1.10%
Sole
0.00
Shared
0.00
None
902.77K
UNITEDHEALTH GROUP INC
SOLEShares84.28K
TypeSH
Market value$44.37M
1.07%
Sole
0.00
Shared
0.00
None
84.28K
INNOVATOR ETFS TR
SOLEShares1.21M
TypeSH
Market value$43.96M
1.06%
Sole
0.00
Shared
0.00
None
1.21M
J P MORGAN EXCHANGE TRADED F
SOLEShares806.79K
TypeSH
Market value$42.66M
1.03%
Sole
0.00
Shared
0.00
None
806.79K
ISHARES TR
SOLEShares815.89K
TypeSH
Market value$41.83M
1.01%
Sole
0.00
Shared
0.00
None
815.89K
GOLDMAN SACHS GROUP INC
SOLEShares95.07K
TypeSH
Market value$36.68M
0.89%
Sole
0.00
Shared
0.00
None
95.07K
JPMORGAN CHASE & CO
SOLEShares213.97K
TypeSH
Market value$36.40M
0.88%
Sole
0.00
Shared
0.00
None
213.97K
FIRST TR EXCHANGE-TRADED FD
SOLEShares608.69K
TypeSH
Market value$36.31M
0.88%
Sole
0.00
Shared
0.00
None
608.69K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PORTFOLIO S&P500 | 3.76M | SH | $209.97M 5.08% | 0.00 | 0.00 | 3.76M |
INNOVATOR ETFS TRSOLE | GRADIENT TACTIC | 6.99M | SH | $168.91M 4.08% | 0.00 | 0.00 | 6.99M |
ISHARES TRSOLE | ISHS 5-10YR INVT | 2.24M | SH | $116.32M 2.81% | 0.00 | 0.00 | 2.24M |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 4.31M | SH | $110.57M 2.67% | 0.00 | 0.00 | 4.31M |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 3.17M | SH | $107.70M 2.60% | 0.00 | 0.00 | 3.17M |
DOUBLELINE ETF TRUSTSOLE | MORTGAGE ETF | 1.86M | SH | $91.95M 2.22% | 0.00 | 0.00 | 1.86M |
JANUS DETROIT STR TRSOLE | HENDERSON MTG | 1.92M | SH | $88.24M 2.13% | 0.00 | 0.00 | 1.92M |
APPLE INCSOLE | COM | 414.97K | SH | $79.89M 1.93% | 0.00 | 0.00 | 414.97K |
INNOVATOR ETFS TRSOLE | US EQTY BUFR JUL | 1.86M | SH | $69.87M 1.69% | 0.00 | 0.00 | 1.86M |
ISHARES TRSOLE | MSCI USA QLT FCT | 455.41K | SH | $67.01M 1.62% | 0.00 | 0.00 | 455.41K |
GOLDMAN SACHS ETF TRSOLE | FUTURE CONSUMER | 2.30M | SH | $64.55M 1.56% | 0.00 | 0.00 | 2.30M |
MICROSOFT CORPSOLE | COM | 162.69K | SH | $61.18M 1.48% | 0.00 | 0.00 | 162.69K |
SSGA ACTIVE ETF TRSOLE | ULT SHT TRM BD | 1.46M | SH | $58.94M 1.43% | 0.00 | 0.00 | 1.46M |
INVESCO ACTIVELY MANAGED ETFSOLE | ULTRA SHRT DUR | 1.18M | SH | $58.90M 1.42% | 0.00 | 0.00 | 1.18M |
AMAZON COM INCSOLE | COM | 376.83K | SH | $57.26M 1.38% | 0.00 | 0.00 | 376.83K |
WORLD GOLD TRSOLE | SPDR GLD MINIS | 1.39M | SH | $56.85M 1.37% | 0.00 | 0.00 | 1.39M |
ALPHABET INCSOLE | CAP STK CL C | 374.44K | SH | $52.77M 1.28% | 0.00 | 0.00 | 374.44K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 902.77K | SH | $45.41M 1.10% | 0.00 | 0.00 | 902.77K |
UNITEDHEALTH GROUP INCSOLE | COM | 84.28K | SH | $44.37M 1.07% | 0.00 | 0.00 | 84.28K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 1.21M | SH | $43.96M 1.06% | 0.00 | 0.00 | 1.21M |
J P MORGAN EXCHANGE TRADED FSOLE | HEDGED EQUITY LA | 806.79K | SH | $42.66M 1.03% | 0.00 | 0.00 | 806.79K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 815.89K | SH | $41.83M 1.01% | 0.00 | 0.00 | 815.89K |
GOLDMAN SACHS GROUP INCSOLE | COM | 95.07K | SH | $36.68M 0.89% | 0.00 | 0.00 | 95.07K |
JPMORGAN CHASE & COSOLE | COM | 213.97K | SH | $36.40M 0.88% | 0.00 | 0.00 | 213.97K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 608.69K | SH | $36.31M 0.88% | 0.00 | 0.00 | 608.69K |
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